Unregistered-Investment-Advisory (3)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI issues attachment notices against Niraj Thakur for conducting unregistered investment advisory activities through Empiric Trade. | |||||||||||||
SEBI issues attachment notices against Niraj Thakur for conducting unregistered investment advisory activities through Empiric Trade.
| |||||||||||||
SEBI notice of attachment dated 14/08/2025 for recovery proceedings against Chetan Yashwant Shukla (PAN: ABBPS2467H) regarding unregistered … | |||||||||||||
SEBI notice of attachment dated 14/08/2025 for recovery proceedings against Chetan Yashwant Shukla (PAN: ABBPS2467H) regarding unregistered investment advisory services.
| |||||||||||||
SEBI issues notice of attachment under Recovery Certificate No. 8823/2025 against Manish Bhardwaj (PAN: CEUPB0805G) for violations related … | |||||||||||||
SEBI issues notice of attachment under Recovery Certificate No. 8823/2025 against Manish Bhardwaj (PAN: CEUPB0805G) for violations related to unregistered investment advisory services.
| |||||||||||||