Unregistered-Investment-Advisor (20)
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SEBI issues completion order for Recovery Certificate No. 7807 of 2024 against Siddhant Suresh Chandan, confirming full recovery of dues in … | |||||||||||||
SEBI issues completion order for Recovery Certificate No. 7807 of 2024 against Siddhant Suresh Chandan, confirming full recovery of dues in the matter of unregistered investment advisory services.
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SEBI announces the completion of Recovery Certificate No. 8952 of 2025 dated 21/11/2025 issued against Mr. Himanshu Mahendrabhai Patel, Mr. … | |||||||||||||
SEBI announces the completion of Recovery Certificate No. 8952 of 2025 dated 21/11/2025 issued against Mr. Himanshu Mahendrabhai Patel, Mr. Raj Mahendrabhai Patel, and Mr. Jaydev Zala in connection with illegal stock recommendations made through social media channels.
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SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst … | |||||||||||||
SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst services via Telegram channels, collecting fees and making fraudulent profit claims.
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SEBI has debarred Akshay Kumar and two others from securities markets for 2 years for operating unregistered investment advisor/research … | |||||||||||||
SEBI has debarred Akshay Kumar and two others from securities markets for 2 years for operating unregistered investment advisor/research analyst services through Telegram channels 'Intraday Jackpot' and 'Professional Day Trading Institute'.
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SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst … | |||||||||||||
SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst services through Telegram channels, collecting fees and making fraudulent profit claims.
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SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management … | |||||||||||||
SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management services, making false claims of SEBI registration, and guaranteeing returns to investors.
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SEBI issues a Notice of Attachment dated March 25, 2026 against Golden Syndicate Ventures Pvt. Ltd under Recovery Certificate No. 8756 of … | |||||||||||||
SEBI issues a Notice of Attachment dated March 25, 2026 against Golden Syndicate Ventures Pvt. Ltd under Recovery Certificate No. 8756 of 2025 in connection with unregistered investment advisory activities conducted under the name 'Baap of Chart'.
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SEBI remittance advice issued against defaulters Harleen Singh, Sumit Wadhwa, and Pal Singh under Recovery Certificate No. 7867 of 2024 for … | |||||||||||||
SEBI remittance advice issued against defaulters Harleen Singh, Sumit Wadhwa, and Pal Singh under Recovery Certificate No. 7867 of 2024 for operating as unregistered investment advisors.
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SEBI enforcement order against unregistered investment advisory activities conducted through Telegram channels by M/s Satyam Shivam Sundaram … | |||||||||||||
SEBI enforcement order against unregistered investment advisory activities conducted through Telegram channels by M/s Satyam Shivam Sundaram Trading and associates.
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SEBI issues notices of attachment of bank and demat accounts against four individuals involved in unregistered investment advisory services … | |||||||||||||
SEBI issues notices of attachment of bank and demat accounts against four individuals involved in unregistered investment advisory services through M/s. Zenithvia Research Services.
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