Unregistered-Investment-Advisor (15)
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SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management … | |||||||||||||
SEBI issues order against Mr. Yash Garg of Yash Trading Academy for operating unregistered investment advisory and portfolio management services, making false claims of SEBI registration, and guaranteeing returns to investors.
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SEBI issues a Notice of Attachment dated March 25, 2026 against Golden Syndicate Ventures Pvt. Ltd under Recovery Certificate No. 8756 of … | |||||||||||||
SEBI issues a Notice of Attachment dated March 25, 2026 against Golden Syndicate Ventures Pvt. Ltd under Recovery Certificate No. 8756 of 2025 in connection with unregistered investment advisory activities conducted under the name 'Baap of Chart'.
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SEBI remittance advice issued against defaulters Harleen Singh, Sumit Wadhwa, and Pal Singh under Recovery Certificate No. 7867 of 2024 for … | |||||||||||||
SEBI remittance advice issued against defaulters Harleen Singh, Sumit Wadhwa, and Pal Singh under Recovery Certificate No. 7867 of 2024 for operating as unregistered investment advisors.
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SEBI enforcement order against unregistered investment advisory activities conducted through Telegram channels by M/s Satyam Shivam Sundaram … | |||||||||||||
SEBI enforcement order against unregistered investment advisory activities conducted through Telegram channels by M/s Satyam Shivam Sundaram Trading and associates.
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SEBI issues notices of attachment of bank and demat accounts against four individuals involved in unregistered investment advisory services … | |||||||||||||
SEBI issues notices of attachment of bank and demat accounts against four individuals involved in unregistered investment advisory services through M/s. Zenithvia Research Services.
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SEBI issues General Remittance Order under Recovery Certificate No. 8881 of 2025 against Thousand Keys and its proprietor Tapas Das (PAN: … | |||||||||||||
SEBI issues General Remittance Order under Recovery Certificate No. 8881 of 2025 against Thousand Keys and its proprietor Tapas Das (PAN: ANKPD3883D) for operating unregistered investment advisory services.
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SEBI releases bank and post office accounts of Jadav Vamshi (PAN: BJFPJ9368B) in recovery certificate proceedings related to unregistered … | |||||||||||||
SEBI releases bank and post office accounts of Jadav Vamshi (PAN: BJFPJ9368B) in recovery certificate proceedings related to unregistered investment advisory activities by Baap of Chart.
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SEBI recovery order issued against Krishnamurthy G. (PAN: BSFPK6683P) for operating as unregistered investment advisor. | |||||||||||||
SEBI recovery order issued against Krishnamurthy G. (PAN: BSFPK6683P) for operating as unregistered investment advisor.
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SEBI issues General Remittance Order against Krishnamurthy G. (PAN: BSFPK6683P) in unregistered investment advisor matter under Recovery … | |||||||||||||
SEBI issues General Remittance Order against Krishnamurthy G. (PAN: BSFPK6683P) in unregistered investment advisor matter under Recovery Certificate No. 8817 of 2025.
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SEBI notice of attachment issued against Manish Bhardwaj for unregistered investment advisory services of Flipcoin Financial Consultant. | |||||||||||||
SEBI notice of attachment issued against Manish Bhardwaj for unregistered investment advisory services of Flipcoin Financial Consultant.
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