Unregistered-Intermediary (5)
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SEBI issues Completion Order for Recovery Certificate No. 8738 of 2025, confirming full recovery of dues from 3M Team Research Private … | |||||||||||||
SEBI issues Completion Order for Recovery Certificate No. 8738 of 2025, confirming full recovery of dues from 3M Team Research Private Limited and its principals for operating an unregistered Portfolio Management Service.
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SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for … | |||||||||||||
SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for offering unregistered investment advisory and portfolio management services.
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RTI appeal by P. Swaminathan seeking information on SEBI registration status of Herculean Solutions India Private Limited and associated … | |||||||||||||
RTI appeal by P. Swaminathan seeking information on SEBI registration status of Herculean Solutions India Private Limited and associated individuals. SEBI upheld its response citing confidentiality of investigations.
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SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter … | |||||||||||||
SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter of unregistered investment advisory services.
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RTI appeal regarding alleged OANDA investment account scrutiny and money laundering suspicions. SEBI confirmed OANDA Corporation is not … | |||||||||||||
RTI appeal regarding alleged OANDA investment account scrutiny and money laundering suspicions. SEBI confirmed OANDA Corporation is not registered with SEBI and the letter appears to be forged.
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