Unregistered-Intermediary (4)
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SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for … | |||||||||||||
SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for offering unregistered investment advisory and portfolio management services.
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RTI appeal by P. Swaminathan seeking information on SEBI registration status of Herculean Solutions India Private Limited and associated … | |||||||||||||
RTI appeal by P. Swaminathan seeking information on SEBI registration status of Herculean Solutions India Private Limited and associated individuals. SEBI upheld its response citing confidentiality of investigations.
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SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter … | |||||||||||||
SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter of unregistered investment advisory services.
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RTI appeal regarding alleged OANDA investment account scrutiny and money laundering suspicions. SEBI confirmed OANDA Corporation is not … | |||||||||||||
RTI appeal regarding alleged OANDA investment account scrutiny and money laundering suspicions. SEBI confirmed OANDA Corporation is not registered with SEBI and the letter appears to be forged.
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