Unregistered-Advisory (3)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
The Securities Appellate Tribunal (SAT) set aside SEBI's October 2023 order against Shivaay Investments regarding unregistered investment … | |||||||||||||
The Securities Appellate Tribunal (SAT) set aside SEBI's October 2023 order against Shivaay Investments regarding unregistered investment advisory activities, with BSE advising trading members to take note.
| |||||||||||||
SEBI issues attachment order against P. Krishnakumar and Jagadeesan S. in relation to unregistered investment advisory services/activities … | |||||||||||||
SEBI issues attachment order against P. Krishnakumar and Jagadeesan S. in relation to unregistered investment advisory services/activities conducted through YM Forecast.
| |||||||||||||
SEBI issues General Remittance Order dated 30.10.2025 in Recovery Certificate No. 8878 of 2025 against Vipin Sharma (PAN: GWBPS1865J) in the … | |||||||||||||
SEBI issues General Remittance Order dated 30.10.2025 in Recovery Certificate No. 8878 of 2025 against Vipin Sharma (PAN: GWBPS1865J) in the matter of unregistered investment advisory and portfolio manager services by Maxx Innovation Growth and Maxx Innovation.
| |||||||||||||