Unregistered-Advisor (3)
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SEBI issues a release order under Recovery Certificate No. 7807 of 2024 against Siddhant Suresh Chandan in the matter of unregistered … | |||||||||||||
SEBI issues a release order under Recovery Certificate No. 7807 of 2024 against Siddhant Suresh Chandan in the matter of unregistered investment advisory services, indicating recovery of dues.
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SEBI issued a Notice of Demand under Recovery Certificate No. 9058 of 2026 dated March 09, 2026 to Mr. Naresh Pal, Proprietor of Equity … | |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9058 of 2026 dated March 09, 2026 to Mr. Naresh Pal, Proprietor of Equity Mantra (PAN: DPDPP1122R), for operating unregistered investment advisory services.
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SEBI issues Notice of Demand under Recovery Certificate No. 9050 of 2026 dated February 25, 2026, against Mr. Ajay Kumar Chaddha (PAN: … | |||||||||||||
SEBI issues Notice of Demand under Recovery Certificate No. 9050 of 2026 dated February 25, 2026, against Mr. Ajay Kumar Chaddha (PAN: AUGPC0559C) for operating unregistered investment advisory services in violation of SEBI (Investment Advisers) Regulations.
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