Unauthorized-Trading (3)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI adjudicating officer issues order against Goodwill Wealth Management Pvt Ltd (GMWPL) for multiple stock broker regulatory violations … | |||||||||||||
SEBI adjudicating officer issues order against Goodwill Wealth Management Pvt Ltd (GMWPL) for multiple stock broker regulatory violations including unauthorized trading, deficient pre-order confirmations, and improper complaint redressal during April 2024–July 2025 inspection period.
| |||||||||||||
SEBI Appellate Authority order on RTI appeal concerning queries about alleged fraudulent trading activities conducted using appellant's … | |||||||||||||
SEBI Appellate Authority order on RTI appeal concerning queries about alleged fraudulent trading activities conducted using appellant's Aadhar and PAN details on May 7, 2025.
| |||||||||||||
Appellate Authority order dismissing RTI appeal seeking information about unauthorized GTT order execution on Groww platform on May 12, … | |||||||||||||
Appellate Authority order dismissing RTI appeal seeking information about unauthorized GTT order execution on Groww platform on May 12, 2025.
| |||||||||||||