System-Audit (72)
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NSE Clearing has issued a manual for Professional Clearing Members (PCMs) detailing the step-by-step process for submitting System Audit … | |||||||||||||
NSE Clearing has issued a manual for Professional Clearing Members (PCMs) detailing the step-by-step process for submitting System Audit reports through the NCL Member Portal, including auditor registration and ATR/follow-on audit submissions.
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NSE revises the Non-Neat Frontend (NNF) software registration formats to include the Electronic Gold Receipts (EGR) segment, updating … | |||||||||||||
NSE revises the Non-Neat Frontend (NNF) software registration formats to include the Electronic Gold Receipts (EGR) segment, updating auditor certificate requirements and pre-trade risk control compliance checks.
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BSE mandates registered ASP vendors to conduct and submit periodic System Audit, Cyber Security Audit, and VAPT assessments annually, with … | |||||||||||||
BSE mandates registered ASP vendors to conduct and submit periodic System Audit, Cyber Security Audit, and VAPT assessments annually, with reports due by 30th June and Action Taken Reports by 30th September.
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BSE Notice requiring trading members to conduct system audits for the period ending March 31, 2026, with submission deadlines between June … | |||||||||||||
BSE Notice requiring trading members to conduct system audits for the period ending March 31, 2026, with submission deadlines between June and September 2026 via the BEFS and Cymmetri portals.
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NSE consolidated circular governing the Non-Neat Frontend (NNF) facility, covering registration processes, auditor selection norms, and … | |||||||||||||
NSE consolidated circular governing the Non-Neat Frontend (NNF) facility, covering registration processes, auditor selection norms, and undertaking requirements for trading members accessing NSE's trading system through in-house, vendor, or ASP-developed front-ends.
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NSE mandates empaneled ASPs to conduct and submit periodic System, Cyber Security, and VAPT audits annually, with preliminary reports due by … | |||||||||||||
NSE mandates empaneled ASPs to conduct and submit periodic System, Cyber Security, and VAPT audits annually, with preliminary reports due by June 30 and action taken reports by September 30.
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BSE/ICCL directs all Professional Clearing Members to complete System Audit Reports by May 31, 2026 and submit to ICCL by June 30, 2026, in … | |||||||||||||
BSE/ICCL directs all Professional Clearing Members to complete System Audit Reports by May 31, 2026 and submit to ICCL by June 30, 2026, in compliance with SEBI circular dated June 20, 2024.
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NSE circular mandating system audit requirements for Professional Clearing Members (PCMs) under the Compliance department, outlining audit … | |||||||||||||
NSE circular mandating system audit requirements for Professional Clearing Members (PCMs) under the Compliance department, outlining audit obligations and procedural guidelines.
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NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, … | |||||||||||||
NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, 2026, and action taken reports by September 30, 2026.
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BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary … | |||||||||||||
BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary reports due by June 30, 2026, and action taken reports by September 30, 2026.
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