System-Audit (69)
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BSE Notice requiring trading members to conduct system audits for the period ending March 31, 2026, with submission deadlines between June … | |||||||||||||
BSE Notice requiring trading members to conduct system audits for the period ending March 31, 2026, with submission deadlines between June and September 2026 via the BEFS and Cymmetri portals.
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NSE consolidated circular governing the Non-Neat Frontend (NNF) facility, covering registration processes, auditor selection norms, and … | |||||||||||||
NSE consolidated circular governing the Non-Neat Frontend (NNF) facility, covering registration processes, auditor selection norms, and undertaking requirements for trading members accessing NSE's trading system through in-house, vendor, or ASP-developed front-ends.
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NSE mandates empaneled ASPs to conduct and submit periodic System, Cyber Security, and VAPT audits annually, with preliminary reports due by … | |||||||||||||
NSE mandates empaneled ASPs to conduct and submit periodic System, Cyber Security, and VAPT audits annually, with preliminary reports due by June 30 and action taken reports by September 30.
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BSE/ICCL directs all Professional Clearing Members to complete System Audit Reports by May 31, 2026 and submit to ICCL by June 30, 2026, in … | |||||||||||||
BSE/ICCL directs all Professional Clearing Members to complete System Audit Reports by May 31, 2026 and submit to ICCL by June 30, 2026, in compliance with SEBI circular dated June 20, 2024.
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NSE circular mandating system audit requirements for Professional Clearing Members (PCMs) under the Compliance department, outlining audit … | |||||||||||||
NSE circular mandating system audit requirements for Professional Clearing Members (PCMs) under the Compliance department, outlining audit obligations and procedural guidelines.
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NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, … | |||||||||||||
NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, 2026, and action taken reports by September 30, 2026.
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BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary … | |||||||||||||
BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary reports due by June 30, 2026, and action taken reports by September 30, 2026.
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NSE revises Terms of Reference, system audit report formats, and VAPT report submission requirements for vendors providing Co-location as a … | |||||||||||||
NSE revises Terms of Reference, system audit report formats, and VAPT report submission requirements for vendors providing Co-location as a Service (CaaS) facility, including updated penalty structures for non-compliance.
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NSE extends CaaS services to empaneled Algo Providers in addition to software vendors, with digital acceptance of related requests available … | |||||||||||||
NSE extends CaaS services to empaneled Algo Providers in addition to software vendors, with digital acceptance of related requests available on ENIT portal from March 16, 2026.
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NSE reminds trading members to submit Action Taken Reports (ATR) for non-compliances identified in System Audit (Type III) for the … | |||||||||||||
NSE reminds trading members to submit Action Taken Reports (ATR) for non-compliances identified in System Audit (Type III) for the half-yearly audit period April–September 2025, with a deadline of March 31, 2026.
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