System-Audit (64)
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NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, … | |||||||||||||||
NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, 2026, and action taken reports by September 30, 2026.
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BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary … | |||||||||||||||
BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary reports due by June 30, 2026, and action taken reports by September 30, 2026.
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NSE revises Terms of Reference, system audit report formats, and VAPT report submission requirements for vendors providing Co-location as a … | |||||||||||||||
NSE revises Terms of Reference, system audit report formats, and VAPT report submission requirements for vendors providing Co-location as a Service (CaaS) facility, including updated penalty structures for non-compliance.
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NSE extends CaaS services to empaneled Algo Providers in addition to software vendors, with digital acceptance of related requests available … | |||||||||||||||
NSE extends CaaS services to empaneled Algo Providers in addition to software vendors, with digital acceptance of related requests available on ENIT portal from March 16, 2026.
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NSE reminds trading members to submit Action Taken Reports (ATR) for non-compliances identified in System Audit (Type III) for the … | |||||||||||||||
NSE reminds trading members to submit Action Taken Reports (ATR) for non-compliances identified in System Audit (Type III) for the half-yearly audit period April–September 2025, with a deadline of March 31, 2026.
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BSE requires trading members to submit Corrective Action Reports (CAR) for non-compliances identified in System Audit Reports for the period … | |||||||||||||||
BSE requires trading members to submit Corrective Action Reports (CAR) for non-compliances identified in System Audit Reports for the period ended September 30, 2025, with a deadline of March 31, 2026.
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NSE mandates standardised formats for System Audit and Vulnerability Assessment and Penetration Testing (VAPT) reports for vendors providing … | |||||||||||||||
NSE mandates standardised formats for System Audit and Vulnerability Assessment and Penetration Testing (VAPT) reports for vendors providing Colocation as a Service (CaaS) facility, effective from audit period October 1, 2025 to March 31, 2026.
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NSE circular detailing the procedure and requirements for empanelment of vendors providing surveillance software/applications for trading … | |||||||||||||||
NSE circular detailing the procedure and requirements for empanelment of vendors providing surveillance software/applications for trading members, including auditor certification requirements.
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SEBI settlement order against Mr. M. Manohar (Compliance Officer) and Mr. M. Vijaya Bhasker Reddy (Independent Director) for violations … | |||||||||||||||
SEBI settlement order against Mr. M. Manohar (Compliance Officer) and Mr. M. Vijaya Bhasker Reddy (Independent Director) for violations related to disclosure failures and financial statement irregularities at Brightcom Group Limited.
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SEBI issues compliance guidelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 for all … | |||||||||||||||
SEBI issues compliance guidelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 for all regulated entities.
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