System-Audit (57)
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NSE circular detailing the procedure and requirements for empanelment of vendors providing surveillance software/applications for trading … | |||||||||||||||
NSE circular detailing the procedure and requirements for empanelment of vendors providing surveillance software/applications for trading members, including auditor certification requirements.
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SEBI settlement order against Mr. M. Manohar (Compliance Officer) and Mr. M. Vijaya Bhasker Reddy (Independent Director) for violations … | |||||||||||||||
SEBI settlement order against Mr. M. Manohar (Compliance Officer) and Mr. M. Vijaya Bhasker Reddy (Independent Director) for violations related to disclosure failures and financial statement irregularities at Brightcom Group Limited.
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SEBI issues compliance guidelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 for all … | |||||||||||||||
SEBI issues compliance guidelines for digital accessibility requirements under Rights of Persons with Disabilities Act, 2016 for all regulated entities.
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BSE reminds members to submit their System Audit Reports (SAR) for the period ended September 30, 2025 through the BEFS portal via Cymmetri, … | |||||||||||||||
BSE reminds members to submit their System Audit Reports (SAR) for the period ended September 30, 2025 through the BEFS portal via Cymmetri, including mandatory procedures for auditor login/logout during premises visits.
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BSE reminds members and auditors about the mandatory submission of System Audit Reports (SAR) through the BEFS platform via Cymmetri portal, … | |||||||||||||||
BSE reminds members and auditors about the mandatory submission of System Audit Reports (SAR) through the BEFS platform via Cymmetri portal, including detailed submission procedures.
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BSE reminds members about the mandatory submission of System Audit Reports (SAR) through the BEFS portal via Cymmetri, including detailed … | |||||||||||||||
BSE reminds members about the mandatory submission of System Audit Reports (SAR) through the BEFS portal via Cymmetri, including detailed auditor user manual and submission procedures.
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BSE reminds members to submit their System Audit Reports for the period ended September 30, 2025, through the BEFS portal via Cymmetri, with … | |||||||||||||||
BSE reminds members to submit their System Audit Reports for the period ended September 30, 2025, through the BEFS portal via Cymmetri, with mandatory login/logout tracking during premises visits.
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BSE introduces new framework requiring Trading Members to submit Action Taken Reports for internal audit non-compliances within 2 months, … | |||||||||||||||
BSE introduces new framework requiring Trading Members to submit Action Taken Reports for internal audit non-compliances within 2 months, with electronic submission through BEFS system.
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BSE introduces a new framework requiring Trading Members to submit Action Taken Reports within 2 months to close non-compliances reported in … | |||||||||||||||
BSE introduces a new framework requiring Trading Members to submit Action Taken Reports within 2 months to close non-compliances reported in Internal Audit Reports, effective from September 30, 2025 onwards.
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BSE introduces a framework for Trading Members to submit Action Taken Reports for non-compliances reported in internal audit reports, with … | |||||||||||||||
BSE introduces a framework for Trading Members to submit Action Taken Reports for non-compliances reported in internal audit reports, with specific deadlines and electronic filing requirements.
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