Supervision (4)

DateCircularTags
NSE prescribes categorized violations (A, B, C) and indicative disciplinary actions that Trading Members must apply against Authorised …
SEBI introduces joint annual inspection policy for brokers and DPs by MIIs to reduce inspection burden and improve supervision …
SEBI introduces joint annual inspection policy for brokers and DPs to reduce compliance burden and improve supervision effectiveness through …
SEBI mandates joint annual inspections by MIIs instead of separate inspections to ease regulatory burden on brokers and improve supervision …