Stockbrokers (9)
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NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, … | |||||||||||||
NSE mandates trading members to conduct system audits for the period ending March 31, 2026, with preliminary audit reports due by June 30, 2026, and action taken reports by September 30, 2026.
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BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary … | |||||||||||||
BSE mandates trading members to conduct system audits of their trading facilities for the period ended March 31, 2026, with preliminary reports due by June 30, 2026, and action taken reports by September 30, 2026.
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BSE notifies members that the requirement for reporting demat accounts to stock exchanges has been discontinued effective April 17, 2026, … | |||||||||||||
BSE notifies members that the requirement for reporting demat accounts to stock exchanges has been discontinued effective April 17, 2026, pursuant to SEBI circular dated March 23, 2026. Exchanges will now obtain demat account data directly from depositories.
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BSE/ICCL clarifies that clearing members must comply with Chapter X of SEBI (Stockbrokers) Regulations, 2026, requiring net worth to be the … | |||||||||||||
BSE/ICCL clarifies that clearing members must comply with Chapter X of SEBI (Stockbrokers) Regulations, 2026, requiring net worth to be the higher of Base Net Worth or Variable Net Worth.
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BSE clarifies that stockbrokers must continue complying with existing variable net worth requirements (10% of average daily cash balance) … | |||||||||||||
BSE clarifies that stockbrokers must continue complying with existing variable net worth requirements (10% of average daily cash balance) until SEBI specifies revised requirements under the new SEBI (Stockbrokers) Regulations, 2026.
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BSE clarifies that stock brokers must continue to maintain variable net worth at 10% of average daily cash balance of clients across … | |||||||||||||
BSE clarifies that stock brokers must continue to maintain variable net worth at 10% of average daily cash balance of clients across segments/exchanges until SEBI specifies revised requirements under new 2026 regulations.
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SEBI notifies comprehensive regulations for registration and functioning of stock brokers and clearing members, consolidating regulatory … | |||||||||||||
SEBI notifies comprehensive regulations for registration and functioning of stock brokers and clearing members, consolidating regulatory provisions and defining obligations and responsibilities.
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BSE clarifies that stockbrokers registered as research analysts must comply with distribution guidelines and are not permitted to engage in … | |||||||||||||
BSE clarifies that stockbrokers registered as research analysts must comply with distribution guidelines and are not permitted to engage in lending products except those specifically permitted by SEBI.
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BSE clarifies that stockbrokers, even if registered as research analysts, are not permitted to distribute lending products (home loans, … | |||||||||||||
BSE clarifies that stockbrokers, even if registered as research analysts, are not permitted to distribute lending products (home loans, personal loans, etc.) other than those specifically permitted by SEBI such as MTF and T+1+5 funding.
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