Stockbroker (5)
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BSE has received an application for surrender of membership from Phoenix Share & Stockbrokers Pvt. Ltd. (Member No. 247). This notice is … | |||||||||||||
BSE has received an application for surrender of membership from Phoenix Share & Stockbrokers Pvt. Ltd. (Member No. 247). This notice is issued under the Membership Compliance department.
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SEBI has passed an adjudication order against Goodwill Wealth Management Private Limited, a stockbroker also registered as a Research … | |||||||||||||
SEBI has passed an adjudication order against Goodwill Wealth Management Private Limited, a stockbroker also registered as a Research Analyst, vide order no. Order/SM/BK/2026-27/32391 dated April 28, 2026.
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Growth Securities Pvt. Ltd. (Member No. 6758) has demerged its stock broking business into Algoquant Fintech Limited across all segments, … | |||||||||||||
Growth Securities Pvt. Ltd. (Member No. 6758) has demerged its stock broking business into Algoquant Fintech Limited across all segments, with the name change effective November 3, 2025.
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SEBI imposes penalty on Zebu Share and Wealth Management for multiple IT system compliance failures including capacity monitoring, VAPT … | |||||||||||||
SEBI imposes penalty on Zebu Share and Wealth Management for multiple IT system compliance failures including capacity monitoring, VAPT audit non-compliance, and inadequate security controls.
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SEBI appellate authority order rejecting RTI appeal seeking information about Titan Capital Market's registration status and regulatory … | |||||||||||||
SEBI appellate authority order rejecting RTI appeal seeking information about Titan Capital Market's registration status and regulatory compliance.
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