Stock-Brokers (27)
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SEBI has decided to discontinue the IRRA platform with immediate effect, citing structural redundancy due to robust alternative measures … | |||||||||||||
SEBI has decided to discontinue the IRRA platform with immediate effect, citing structural redundancy due to robust alternative measures including BCP-DR requirements, Cyber Security frameworks, and Contingency Pool Trading facility.
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SEBI discontinues the IRRA platform with immediate effect from May 7, 2026, citing structural redundancy due to technological advancements … | |||||||||||||
SEBI discontinues the IRRA platform with immediate effect from May 7, 2026, citing structural redundancy due to technological advancements and availability of alternative contingency trading mechanisms.
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NSE master circular consolidating guidelines for investor grievance redressal mechanism, including investor charter for stock brokers … | |||||||||||||
NSE master circular consolidating guidelines for investor grievance redressal mechanism, including investor charter for stock brokers covering rights, services, and complaint resolution processes.
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NSE circular providing the format for auditor's certificate (Annexure VIII) to certify compliance status on corrective actions taken by … | |||||||||||||
NSE circular providing the format for auditor's certificate (Annexure VIII) to certify compliance status on corrective actions taken by Trading Members based on SEBI inspection findings.
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NSE announces updated list of Qualified Stock Brokers (QSBs) based on SEBI-defined parameters, and invites voluntary QSB designation … | |||||||||||||
NSE announces updated list of Qualified Stock Brokers (QSBs) based on SEBI-defined parameters, and invites voluntary QSB designation applications by April 30, 2026.
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SEBI circular relaxing reporting requirements for certain stock brokers, including exemptions for primary dealers on demat account tagging … | |||||||||||||
SEBI circular relaxing reporting requirements for certain stock brokers, including exemptions for primary dealers on demat account tagging and bank account reporting, aligning them with exemptions already available to banks.
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SEBI relaxes demat account reporting requirements for stock brokers and extends bank account reporting exemptions to primary dealers, … | |||||||||||||
SEBI relaxes demat account reporting requirements for stock brokers and extends bank account reporting exemptions to primary dealers, aligning their framework with exemptions already available to brokers that are banks.
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SEBI issued a settlement order for 111 stock brokers who availed the Settlement Scheme on Association with Certain Algo Platforms, 2025, … | |||||||||||||
SEBI issued a settlement order for 111 stock brokers who availed the Settlement Scheme on Association with Certain Algo Platforms, 2025, resolving adjudication proceedings related to their API integration with algo platforms displaying guaranteed returns.
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SEBI requires all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social … | |||||||||||||
SEBI requires all regulated entities and their agents to prominently disclose their registered name and SEBI registration number on social media platforms, including on profile home pages and at the beginning of each securities market-related content or video.
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SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and registration number on … | |||||||||||||
SEBI circular requiring all regulated entities and their agents to prominently disclose their registered name and registration number on social media platforms when posting securities market content, effective under the Ease of Doing Investment initiative.
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