Stock-Brokers-Regulations (2)
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SEBI adjudication order against Prrsaar Sampada Private Limited (stock broker) for failing to detect and prevent front running of Axis … | |||||||||||||
SEBI adjudication order against Prrsaar Sampada Private Limited (stock broker) for failing to detect and prevent front running of Axis Mutual Fund trades by its client M/s. Wessel Consultancy Pvt. Ltd. across 70 instances during April 2020 to March 2022.
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SEBI imposed a monetary penalty on Anand Rathi Share and Stock Brokers Limited (INZ000170832) for violations of Stock Brokers Regulations … | |||||||||||||
SEBI imposed a monetary penalty on Anand Rathi Share and Stock Brokers Limited (INZ000170832) for violations of Stock Brokers Regulations and SEBI/Exchange Circulars related to Cyber Security & Cyber Resilience Framework, identified during a thematic inspection covering April 2023 to August 2024.
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