Stock-Brokers (9)
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SEBI revises technical glitch framework for stock brokers to enhance ease of compliance, streamlining eligibility criteria to brokers with … | |||||||||||||
SEBI revises technical glitch framework for stock brokers to enhance ease of compliance, streamlining eligibility criteria to brokers with over 10,000 clients and simplifying reporting requirements.
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SEBI revises the technical glitch framework for stock brokers based on stakeholder feedback, introducing exemptions, streamlined reporting, … | |||||||||||||
SEBI revises the technical glitch framework for stock brokers based on stakeholder feedback, introducing exemptions, streamlined reporting, and rationalized compliance requirements.
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SEBI revises the technical glitch framework for stock brokers based on stakeholder feedback, streamlining eligibility criteria, exemptions, … | |||||||||||||
SEBI revises the technical glitch framework for stock brokers based on stakeholder feedback, streamlining eligibility criteria, exemptions, reporting requirements, and rationalized disincentive structure.
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Review of Framework to address the 'technical glitches' in Stock Brokers' Electronic Trading Systems SEBI revises the technical glitch framework for stock brokers to ease compliance, streamline reporting, and rationalize technology … | |||||||||||||
SEBI revises the technical glitch framework for stock brokers to ease compliance, streamline reporting, and rationalize technology requirements and disincentive structures.
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SEBI introduces consolidated regulations for registration and functioning of stock brokers and clearing members, consolidating regulatory … | |||||||||||||
SEBI introduces consolidated regulations for registration and functioning of stock brokers and clearing members, consolidating regulatory provisions and defining obligations and responsibilities.
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Distribution of Third-Party Products by Trading Members - Clarification on Banking Product Referrals BSE clarifies that stock brokers can reference banking products offered by banks/NBFCs through referral arrangements, while remaining … | |||||||||||||
BSE clarifies that stock brokers can reference banking products offered by banks/NBFCs through referral arrangements, while remaining prohibited from distributing lending products as distributors.
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Distribution of Third-Party Products by Trading Members - Clarification on Banking Product Referrals NSE clarifies that stock brokers can refer banking products offered by banks/NBFCs through referral arrangements, subject to compliance with … | |||||||||||||
NSE clarifies that stock brokers can refer banking products offered by banks/NBFCs through referral arrangements, subject to compliance with third-party product guidelines.
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The 212th SEBI Board meeting approved comprehensive replacement of Stock Brokers Regulations 1992 with new 2025 regulations and review of … | |||||||||||||
The 212th SEBI Board meeting approved comprehensive replacement of Stock Brokers Regulations 1992 with new 2025 regulations and review of Mutual Funds Regulations 1996, streamlining compliance and modernizing regulatory framework.
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RTI appeal dismissed where sub-broker sought information on dispute resolution mechanism; respondent adequately provided information on … | |||||||||||||
RTI appeal dismissed where sub-broker sought information on dispute resolution mechanism; respondent adequately provided information on discontinuation of sub-broker registration and authorized person framework.
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