Stock-Broker (84)
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SEBI adjudication order imposing penalties on ANS Private Limited (Stock Broker, Registration No. INZ000196431) for violations of Stock … | |||||||||||||
SEBI adjudication order imposing penalties on ANS Private Limited (Stock Broker, Registration No. INZ000196431) for violations of Stock Brokers Regulations during thematic inspection of their Authorized Person.
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SEBI clarifies digital accessibility compliance requirements for regulated entities, extends deadline to March 31, 2026 for submission of … | |||||||||||||
SEBI clarifies digital accessibility compliance requirements for regulated entities, extends deadline to March 31, 2026 for submission of readiness status, and introduces accessibility complaint mechanism through SCORES.
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SEBI clarifies digital accessibility compliance requirements for Regulated Entities, extending submission deadline to March 31, 2026 and … | |||||||||||||
SEBI clarifies digital accessibility compliance requirements for Regulated Entities, extending submission deadline to March 31, 2026 and enabling accessibility-related complaints through SCORES.
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SEBI adjudication proceedings against Nuvama Wealth and Investment Limited (stock broker) for violations of broker regulations during … | |||||||||||||
SEBI adjudication proceedings against Nuvama Wealth and Investment Limited (stock broker) for violations of broker regulations during inspection period August 2023.
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SEBI enquiry order against Prabhudas Lilladher Private Limited for multiple violations including misuse of client funds, non-settlement of … | |||||||||||||
SEBI enquiry order against Prabhudas Lilladher Private Limited for multiple violations including misuse of client funds, non-settlement of accounts, incorrect margin reporting, and other regulatory breaches during inspection period April 2021 to October 2022.
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Extension towards timeline for submission of the System Audit report of Trading Members (TYPE - III) BSE extends deadlines for submission of System Audit reports for trading members using algorithmic trading facilities for the half-yearly … | |||||||||||||
BSE extends deadlines for submission of System Audit reports for trading members using algorithmic trading facilities for the half-yearly period ending September 30, 2025.
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TRAI issues Direction mandating phase-wise adoption of 1600-series numbering by entities regulated by RBI, SEBI, and PFRDA to enhance … | |||||||||||||
TRAI issues Direction mandating phase-wise adoption of 1600-series numbering by entities regulated by RBI, SEBI, and PFRDA to enhance consumer trust and prevent fraudulent calls.
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TRAI issues direction mandating phase-wise adoption of 1600-series numbering by entities regulated by RBI, SEBI, and PFRDA to enhance … | |||||||||||||
TRAI issues direction mandating phase-wise adoption of 1600-series numbering by entities regulated by RBI, SEBI, and PFRDA to enhance consumer trust and prevent fraudulent voice calls.
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TRAI Direction dated 19.11.2025 mandating time-bound adoption of 1600-series numbers by entities regulated by RBI, SEBI, and PFRDA to … | |||||||||||||
TRAI Direction dated 19.11.2025 mandating time-bound adoption of 1600-series numbers by entities regulated by RBI, SEBI, and PFRDA to enhance consumer trust and curb fraudulent calls.
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TRAI issues direction mandating entities regulated by RBI, SEBI, and PFRDA to adopt 1600-series numbering for service and transactional … | |||||||||||||
TRAI issues direction mandating entities regulated by RBI, SEBI, and PFRDA to adopt 1600-series numbering for service and transactional calls to enhance consumer trust and prevent fraud.
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