Stock-Broker (17)
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SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
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SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) … | |||||||||||||||
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) operations during inspection period June 2023 to March 2024.
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RTI appeal regarding disclosure of transaction details by NSDL depository and financial statements from stock broker Unlock Wealth … | |||||||||||||||
RTI appeal regarding disclosure of transaction details by NSDL depository and financial statements from stock broker Unlock Wealth Securities Limited for period 1999-2007.
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SEBI order under Section 12(3) of SEBI Act, 1992 following inspection of Stockholding Services Limited (formerly SHCIL Services Limited) for … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 following inspection of Stockholding Services Limited (formerly SHCIL Services Limited) for violations during April 2021 to October 2022.
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SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper … | |||||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper maintenance of books of accounts, engagement in other business, and non-settlement of client funds and securities.
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SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in … | |||||||||||||||
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in net worth, improper maintenance of books, engaging in other business, and non-settlement of clients' funds and securities.
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SEBI issues final order against Gogia Capital Services Limited for violations including net worth shortfall, improper maintenance of books, … | |||||||||||||||
SEBI issues final order against Gogia Capital Services Limited for violations including net worth shortfall, improper maintenance of books, engaging in non-securities business, and non-settlement of client funds and securities.
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SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, … | |||||||||||||||
SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, improper book maintenance, engaging in unauthorized business, and non-settlement of client funds and securities.
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SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper … | |||||||||||||||
SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper maintenance of books of accounts, engaging in unauthorized business, and non-settlement of clients' funds and securities.
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SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection | |||||||||||||||
SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection
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