Stock-Broker (17)

DateCircularTags
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed …
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) …
RTI appeal regarding disclosure of transaction details by NSDL depository and financial statements from stock broker Unlock Wealth …
SEBI order under Section 12(3) of SEBI Act, 1992 following inspection of Stockholding Services Limited (formerly SHCIL Services Limited) for …
SEBI final order against Gogia Capital Services Limited (Stock Broker INZ000202733) for violations including net worth shortfall, improper …
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in …
SEBI issues final order against Gogia Capital Services Limited for violations including net worth shortfall, improper maintenance of books, …
SEBI final order against Gogia Capital Services Limited (Stock Broker, Reg. No. INZ000202733) for violations including net worth shortfall, …
SEBI imposes final order against Gogia Capital Services Limited (Stock Broker) for violations including net worth shortfall, improper …
SEBI final order against Raghunandan Capital Private Limited for violations of Stock Brokers Regulations following thematic inspection