Settlement-Order (47)
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SEBI settles adjudication proceedings against BofA Securities India Limited for failure to maintain Structured Digital Database (SDD) as … | |||||||||||||||
SEBI settles adjudication proceedings against BofA Securities India Limited for failure to maintain Structured Digital Database (SDD) as required under PIT Regulations, with settlement amount of INR 58,50,000.
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SEBI settles proceedings against four conduit entities (Agnes, Everlast, Lincoln, and Deneb Developers) alleged to have facilitated … | |||||||||||||||
SEBI settles proceedings against four conduit entities (Agnes, Everlast, Lincoln, and Deneb Developers) alleged to have facilitated diversion of funds from Indiabulls Real Estate Limited and its subsidiary Albasta Infrastructure Limited to promoter-connected entities.
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SEBI settles enforcement proceedings against Unicorn India Ventures Debt Fund-I and associated entities for temporarily investing uninvested … | |||||||||||||||
SEBI settles enforcement proceedings against Unicorn India Ventures Debt Fund-I and associated entities for temporarily investing uninvested funds in a non-liquid mutual fund scheme in violation of AIF Regulations.
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SEBI settlement order against Markolines Pavement Technologies Limited for failure to submit half-yearly statements of deviation/no … | |||||||||||||||
SEBI settlement order against Markolines Pavement Technologies Limited for failure to submit half-yearly statements of deviation/no deviation in IPO proceeds utilization as required under LODR Regulations 32(1) and 32(8).
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SEBI settlement order against Motilal Oswal Alternative Investment Trust and Motilal Oswal Asset Management Company Limited for alleged … | |||||||||||||||
SEBI settlement order against Motilal Oswal Alternative Investment Trust and Motilal Oswal Asset Management Company Limited for alleged violations of AIF Regulations including improper penal exit load appropriation and investor protection failures.
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SEBI issues settlement orders for 8 applicants including independent directors and compliance officers of Mangalam Global Enterprise Limited … | |||||||||||||||
SEBI issues settlement orders for 8 applicants including independent directors and compliance officers of Mangalam Global Enterprise Limited for violations related to manipulated financial statements and failure of oversight duties.
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SEBI settlement order against SBICAP Trustee Company Limited for failure to create encumbrance on securities through the depository system … | |||||||||||||||
SEBI settlement order against SBICAP Trustee Company Limited for failure to create encumbrance on securities through the depository system while acting as Debenture Trustee for JM Financial Asset Reconstruction Company Limited NCD issuances.
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SEBI settlement order against Mr. Ramesh Kunhikannan, Managing Director of Kaynes Technology India Limited, for alleged failure to maintain … | |||||||||||||||
SEBI settlement order against Mr. Ramesh Kunhikannan, Managing Director of Kaynes Technology India Limited, for alleged failure to maintain Structured Digital Database (SDD) as required under PIT Regulations.
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SEBI settles enforcement proceedings against JP Morgan Chase Bank N.A. for violations related to FPI categorization and material change … | |||||||||||||||
SEBI settles enforcement proceedings against JP Morgan Chase Bank N.A. for violations related to FPI categorization and material change reporting obligations under FPI Regulations 2014 and 2019.
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SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities … | |||||||||||||||
SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities transactions, and incorrect beneficial owner declarations under FPI Regulations 2019.
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