Settlement-Order (42)
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SEBI issues settlement orders for 8 applicants including independent directors and compliance officers of Mangalam Global Enterprise Limited … | |||||||||||||||
SEBI issues settlement orders for 8 applicants including independent directors and compliance officers of Mangalam Global Enterprise Limited for violations related to manipulated financial statements and failure of oversight duties.
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SEBI settlement order against SBICAP Trustee Company Limited for failure to create encumbrance on securities through the depository system … | |||||||||||||||
SEBI settlement order against SBICAP Trustee Company Limited for failure to create encumbrance on securities through the depository system while acting as Debenture Trustee for JM Financial Asset Reconstruction Company Limited NCD issuances.
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SEBI settlement order against Mr. Ramesh Kunhikannan, Managing Director of Kaynes Technology India Limited, for alleged failure to maintain … | |||||||||||||||
SEBI settlement order against Mr. Ramesh Kunhikannan, Managing Director of Kaynes Technology India Limited, for alleged failure to maintain Structured Digital Database (SDD) as required under PIT Regulations.
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SEBI settles enforcement proceedings against JP Morgan Chase Bank N.A. for violations related to FPI categorization and material change … | |||||||||||||||
SEBI settles enforcement proceedings against JP Morgan Chase Bank N.A. for violations related to FPI categorization and material change reporting obligations under FPI Regulations 2014 and 2019.
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SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities … | |||||||||||||||
SEBI settlement order against Sixteenth Street Asian GEMS Fund for violations related to OCI control restrictions, unauthorized securities transactions, and incorrect beneficial owner declarations under FPI Regulations 2019.
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SEBI settlement order against Standard Chartered Bank in its capacity as Designated Depository Participant (DDP), resolving regulatory … | |||||||||||||||
SEBI settlement order against Standard Chartered Bank in its capacity as Designated Depository Participant (DDP), resolving regulatory proceedings related to FPI-related compliance obligations.
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SEBI issued a settlement order for 111 stock brokers who availed the Settlement Scheme on Association with Certain Algo Platforms, 2025, … | |||||||||||||||
SEBI issued a settlement order for 111 stock brokers who availed the Settlement Scheme on Association with Certain Algo Platforms, 2025, resolving adjudication proceedings related to their API integration with algo platforms displaying guaranteed returns.
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SEBI settles enforcement proceedings against Accuracap Prime Opportunities Fund and related entities for AIF regulation violations including … | |||||||||||||||
SEBI settles enforcement proceedings against Accuracap Prime Opportunities Fund and related entities for AIF regulation violations including corpus maintenance failure and exceeding investment limits in Bajaj Auto Limited.
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SEBI settlement order (SO/AK/GN/2025-26/8384-8388) resolving adjudication proceedings against Zuari Agro Chemicals Limited and four … | |||||||||||||||
SEBI settlement order (SO/AK/GN/2025-26/8384-8388) resolving adjudication proceedings against Zuari Agro Chemicals Limited and four individuals for alleged violations of LODR Regulations and PFUTP Regulations.
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SEBI settlement order resolving adjudication proceedings against Zuari Agro Chemicals Limited and four individuals for alleged violations of … | |||||||||||||||
SEBI settlement order resolving adjudication proceedings against Zuari Agro Chemicals Limited and four individuals for alleged violations of LODR Regulations, PFUTP Regulations, and SEBI Act relating to financial misreporting and related party transactions.
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