Settlement-Order (17)
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI settles case against sales trader who front-ran Big Client (Societe Generale) trades through family members, resulting in wrongful … | |||||||||||||||
SEBI settles case against sales trader who front-ran Big Client (Societe Generale) trades through family members, resulting in wrongful gains of ₹1.23 crore during January 2022 to December 2023.
| |||||||||||||||
SEBI settlement order against Embassy Office Parks Management Services for failure to timely disclose NFRA order against CEO Aravind Maiya … | |||||||||||||||
SEBI settlement order against Embassy Office Parks Management Services for failure to timely disclose NFRA order against CEO Aravind Maiya and subsequent fit and proper person assessment to unitholders and stock exchanges.
| |||||||||||||||
SEBI settlement order against Dish TV India Limited for violation of LODR Regulation 7(1C) regarding failure to obtain shareholder approval … | |||||||||||||||
SEBI settlement order against Dish TV India Limited for violation of LODR Regulation 7(1C) regarding failure to obtain shareholder approval for continuation of director after rejection of reappointment proposal.
| |||||||||||||||
SEBI settlement order against Infomerics Valuation and Rating Private Limited for violations of Credit Rating Agency regulations including … | |||||||||||||||
SEBI settlement order against Infomerics Valuation and Rating Private Limited for violations of Credit Rating Agency regulations including improper rating models, manipulation of weights, and poor internal controls during inspection period January-December 2021.
| |||||||||||||||
SEBI settlement order against BNP Paribas for violations of FPI Regulations related to granting Category II licenses to ineligible FPIs and … | |||||||||||||||
SEBI settlement order against BNP Paribas for violations of FPI Regulations related to granting Category II licenses to ineligible FPIs and failure to identify regulatory status during conversion.
| |||||||||||||||
SEBI settlement order against Angel One Limited for violations of LODR Regulations related to delayed disclosure and failure to disclose … | |||||||||||||||
SEBI settlement order against Angel One Limited for violations of LODR Regulations related to delayed disclosure and failure to disclose material developments in scheme of arrangement.
| |||||||||||||||
SEBI settlement order against Emmbi Industries Limited for violations related to misclassification of a director as independent while … | |||||||||||||||
SEBI settlement order against Emmbi Industries Limited for violations related to misclassification of a director as independent while listing him in promoter group, settled for Rs. 12.35 lakh.
| |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
| |||||||||||||||
SEBI settlement order for Swaraj Green Power and Fuel Limited for non-compliance with Companies Act provisions regarding deemed public issue … | |||||||||||||||
SEBI settlement order for Swaraj Green Power and Fuel Limited for non-compliance with Companies Act provisions regarding deemed public issue of NCRPS to more than 200 persons during FY 2014-15.
| |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee … | |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee frauds under LODR Regulations.
| |||||||||||||||