Settlement-Order (11)
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SEBI settlement order against Emmbi Industries Limited for violations related to misclassification of a director as independent while … | |||||||||||||||
SEBI settlement order against Emmbi Industries Limited for violations related to misclassification of a director as independent while listing him in promoter group, settled for Rs. 12.35 lakh.
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SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
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SEBI settlement order for Swaraj Green Power and Fuel Limited for non-compliance with Companies Act provisions regarding deemed public issue … | |||||||||||||||
SEBI settlement order for Swaraj Green Power and Fuel Limited for non-compliance with Companies Act provisions regarding deemed public issue of NCRPS to more than 200 persons during FY 2014-15.
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SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee … | |||||||||||||||
SEBI settlement order against Fino Payments Bank for failure to make timely and complete disclosure of material events regarding employee frauds under LODR Regulations.
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SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited … | |||||||||||||||
SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited for front running activities involving Societe Generale's trades during January 2022 to December 2023.
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SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a … | |||||||||||||||
SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a dealer.
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SEBI settles case against Brookprop Management Services for using borrowed funds to facilitate REIT distribution, with INR 20.47 lakh … | |||||||||||||||
SEBI settles case against Brookprop Management Services for using borrowed funds to facilitate REIT distribution, with INR 20.47 lakh penalty.
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SEBI settles enforcement proceedings against 360 One Private Equity Fund for violating AIF investment regulations with ₹14.63 lakh penalty. | |||||||||||||||
SEBI settles enforcement proceedings against 360 One Private Equity Fund for violating AIF investment regulations with ₹14.63 lakh penalty.
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SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking … | |||||||||||||||
SEBI settlement order for KFin Technologies Limited regarding violations in share dematerialization due diligence and folio marking requirements.
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SEBI settlement order addressing NSE violations including data outsourcing without proper contracts, unauthorized penalty waivers, and … | |||||||||||||||
SEBI settlement order addressing NSE violations including data outsourcing without proper contracts, unauthorized penalty waivers, and inadequate client code modification controls.
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