Sebi-Regulations (51)
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NSE warns Trading Members who have not commenced business within 6 months of registration or are dormant/disabled and failing to submit Net … | |||||||||||||
NSE warns Trading Members who have not commenced business within 6 months of registration or are dormant/disabled and failing to submit Net Worth Certificates and Annual Returns that their membership may be withdrawn.
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BSE notifies members that clients with KYC 'On Hold' status uploaded to KRAs between April 1-30, 2026 will be barred from trading and … | |||||||||||||
BSE notifies members that clients with KYC 'On Hold' status uploaded to KRAs between April 1-30, 2026 will be barred from trading and squaring off open positions effective May 23, 2026, per SEBI KRA Regulations amendment.
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Kotak Mahindra AMC announces the merger of Kotak FMP Series 292 (merging scheme) into Kotak CRISIL-IBX Financial Services 9 to 12 Months … | |||||||||||||
Kotak Mahindra AMC announces the merger of Kotak FMP Series 292 (merging scheme) into Kotak CRISIL-IBX Financial Services 9 to 12 Months Debt Index Fund (surviving scheme) under SEBI Mutual Funds Regulations, constituting a change in fundamental attributes.
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BSE introduces a standardised penalty structure for Investment Advisers effective May 1, 2026, covering non-compliances under SEBI … | |||||||||||||
BSE introduces a standardised penalty structure for Investment Advisers effective May 1, 2026, covering non-compliances under SEBI (Investment Advisers) Regulations, 2013.
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BSE introduces a standardised penalty structure for Research Analysts to address non-compliances under SEBI (Research Analysts) Regulations, … | |||||||||||||
BSE introduces a standardised penalty structure for Research Analysts to address non-compliances under SEBI (Research Analysts) Regulations, 2013, effective May 1, 2026.
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NSE notifies members of SEBI (Intermediaries) (Amendment) Regulations, 2026, published in the Official Gazette on April 15, 2026, effective … | |||||||||||||
NSE notifies members of SEBI (Intermediaries) (Amendment) Regulations, 2026, published in the Official Gazette on April 15, 2026, effective immediately. Amendments revise fit and proper criteria, disclosure obligations, and timelines for intermediaries.
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NSE Clearing Limited (NCL) issues operational guidelines and certificate formats for clearing members to submit their half-yearly networth … | |||||||||||||
NSE Clearing Limited (NCL) issues operational guidelines and certificate formats for clearing members to submit their half-yearly networth certificates as on March 31, 2026, in compliance with SEBI (Stock Brokers) Regulations 2026.
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BSE advises Investment Advisers to review and revise their SEBI-mandated deposit requirements based on the maximum number of clients … | |||||||||||||
BSE advises Investment Advisers to review and revise their SEBI-mandated deposit requirements based on the maximum number of clients serviced on any single day during F.Y. 2025-26, with revised deposits due by April 30, 2026.
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BSE/ICCL clarifies that clearing members must comply with Chapter X of SEBI (Stockbrokers) Regulations, 2026, requiring net worth to be the … | |||||||||||||
BSE/ICCL clarifies that clearing members must comply with Chapter X of SEBI (Stockbrokers) Regulations, 2026, requiring net worth to be the higher of Base Net Worth or Variable Net Worth.
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NSE Clearing Limited directs all clearing members to submit their half-yearly net worth certificate as on March 31, 2026 by May 31, 2026, … | |||||||||||||
NSE Clearing Limited directs all clearing members to submit their half-yearly net worth certificate as on March 31, 2026 by May 31, 2026, with specific guidelines on calculation and compliance requirements.
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