Sebi-Order (151)
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SEBI imposes penalties on Research Guru (INA000005507) and its associates for multiple violations of Investment Adviser Regulations … | |||||||||||||||
SEBI imposes penalties on Research Guru (INA000005507) and its associates for multiple violations of Investment Adviser Regulations including fraudulent practices, unauthorized operations, and code of conduct breaches.
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SEBI adjudication proceedings against Research Guru and its associates for multiple violations including unauthorized franchising of … | |||||||||||||||
SEBI adjudication proceedings against Research Guru and its associates for multiple violations including unauthorized franchising of investment advisory services, fraudulent practices, and non-compliance with IA Regulations.
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SEBI adjudication order imposing penalties on Research Guru (Registration No. INA000005507) and its associates for multiple violations of … | |||||||||||||||
SEBI adjudication order imposing penalties on Research Guru (Registration No. INA000005507) and its associates for multiple violations of Investment Advisers Regulations including fraudulent practices and unauthorized operations.
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SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper … | |||||||||||||||
SEBI suspends registration of Investment Adviser Winway Research (INA000007492) for multiple violations including operating without proper registration, accepting payments through third-party accounts, and charging duplicate fees.
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SEBI order suspending registration of Investment Adviser Winway Research (INA000007492) for violations including unauthorized fee … | |||||||||||||||
SEBI order suspending registration of Investment Adviser Winway Research (INA000007492) for violations including unauthorized fee collection, improper payment practices, and non-compliance with registration requirements.
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SEBI final order under sections 11 and 11B of SEBI Act 1992 against Ashish S Parekh and 12 other entities for front running trades of a big … | |||||||||||||||
SEBI final order under sections 11 and 11B of SEBI Act 1992 against Ashish S Parekh and 12 other entities for front running trades of a big client.
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SEBI final order under Sections 11 and 11B of SEBI Act, 1992 in the matter of front running by Ashish S Parekh and 12 other connected … | |||||||||||||||
SEBI final order under Sections 11 and 11B of SEBI Act, 1992 in the matter of front running by Ashish S Parekh and 12 other connected entities involving trades of a big client.
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SEBI final order under Sections 11 and 11B of SEBI Act, 1992 in the matter of front running by Ashish S Parekh and 12 other connected … | |||||||||||||||
SEBI final order under Sections 11 and 11B of SEBI Act, 1992 in the matter of front running by Ashish S Parekh and 12 other connected entities involved in fraudulent trading activities.
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SEBI issues final order under Sections 11 and 11B of SEBI Act against 13 noticees for front running trades of a big client through … | |||||||||||||||
SEBI issues final order under Sections 11 and 11B of SEBI Act against 13 noticees for front running trades of a big client through information carriers and front runners.
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SAT stayed SEBI order against Sandeep Ghate and Instafin Financial Advisors LLP subject to 50% penalty deposit in Droneacharya Aerial … | |||||||||||||||
SAT stayed SEBI order against Sandeep Ghate and Instafin Financial Advisors LLP subject to 50% penalty deposit in Droneacharya Aerial Innovations IPO manipulation case.
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