Sebi-Order (134)
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and fraudulent trade practices during inspection period February-November 2024.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and … | |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and violations of Research Analyst Regulations during inspection period February-November 2024.
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SEBI order under Sections 11(1), 11(4), 11B(1) and 11B(2) read with Section 15G against Mr. Vinod Bahety, Mr. Tarun Jain, M/s Rajtaru … | |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11B(1) and 11B(2) read with Section 15G against Mr. Vinod Bahety, Mr. Tarun Jain, M/s Rajtaru Enterprises, and MC Jain Infoservices Pvt Ltd for alleged insider trading in Adani Green Energy Limited shares.
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BSE and NSE will conduct a special mock trading session to test business continuity mechanism where NSE acts as alternative trading venue … | |||||||||||||||
BSE and NSE will conduct a special mock trading session to test business continuity mechanism where NSE acts as alternative trading venue for BSE exclusive securities during simulated outage.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and failure to maintain updated contact details.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for being unreachable and not maintaining … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for being unreachable and not maintaining updated contact details as required under regulations.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-availability during inspection and failure to maintain updated contact details.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-cooperation during inspection and … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Krishna Kumar Jaiswal for non-cooperation during inspection and failure to update contact details.
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