Sebi-Inspection (2)
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NSE circular providing the format for auditor's certificate (Annexure VIII) to certify compliance status on corrective actions taken by … | |||||||||||||
NSE circular providing the format for auditor's certificate (Annexure VIII) to certify compliance status on corrective actions taken by Trading Members based on SEBI inspection findings.
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FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, … | |||||||||||||
FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, insurance details, brokerage income, client balances, and disciplinary actions.
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