Risk-Based-Supervision (7)

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FAQ document providing guidance to brokers on filling RBS submission form fields including loan details, insurance details, brokerage …
FAQ guidance document for brokers on submitting Risk Based Supervision information to BSE for the period April 01, 2025 to September 30, …
FAQ document providing guidance on filling RBS submission form fields for trading members covering loans to associates, insurance details, …
BSE releases FAQ document providing guidance on filling RBS submission form for trading members covering loan details, insurance details, …
FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, …
SEBI mandates joint annual inspections by all MIIs instead of separate inspections to reduce compliance burden on brokers and improve …
SEBI revises annual inspection policy to enable joint inspections by all Market Infrastructure Institutions instead of separate inspections, …