Risk-Based-Supervision (7)
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FAQ document providing guidance to brokers on filling RBS submission form fields including loan details, insurance details, brokerage … | |||||||||||||
FAQ document providing guidance to brokers on filling RBS submission form fields including loan details, insurance details, brokerage income, client debit balances, collateral valuation, and regulatory action reporting.
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FAQ guidance document for brokers on submitting Risk Based Supervision information to BSE for the period April 01, 2025 to September 30, … | |||||||||||||
FAQ guidance document for brokers on submitting Risk Based Supervision information to BSE for the period April 01, 2025 to September 30, 2025.
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FAQ document providing guidance on filling RBS submission form fields for trading members covering loans to associates, insurance details, … | |||||||||||||
FAQ document providing guidance on filling RBS submission form fields for trading members covering loans to associates, insurance details, brokerage income, client debit balances, collateral valuation, and regulatory actions.
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BSE releases FAQ document providing guidance on filling RBS submission form for trading members covering loan details, insurance details, … | |||||||||||||
BSE releases FAQ document providing guidance on filling RBS submission form for trading members covering loan details, insurance details, brokerage income, client debit balances, collateral valuation, and disciplinary actions.
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FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, … | |||||||||||||
FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, insurance details, brokerage income, client balances, and disciplinary actions.
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SEBI mandates joint annual inspections by all MIIs instead of separate inspections to reduce compliance burden on brokers and improve … | |||||||||||||
SEBI mandates joint annual inspections by all MIIs instead of separate inspections to reduce compliance burden on brokers and improve supervision effectiveness.
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SEBI revises annual inspection policy to enable joint inspections by all Market Infrastructure Institutions instead of separate inspections, … | |||||||||||||
SEBI revises annual inspection policy to enable joint inspections by all Market Infrastructure Institutions instead of separate inspections, aimed at easing compliance burden on brokers and depositories.
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