Research-Analyst (91)
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and fraudulent trade practices during inspection period February-November 2024.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and … | |||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and violations of Research Analyst Regulations during inspection period February-November 2024.
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SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and … | |||||||||||||
SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and violating research analyst regulations during February-November 2024.
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SEBI issues recovery certificate demanding Rs. 50,53,872.09 from Investment Research Advisor and Algo System for refund order penalties and … | |||||||||||||
SEBI issues recovery certificate demanding Rs. 50,53,872.09 from Investment Research Advisor and Algo System for refund order penalties and interest, with 15-day payment deadline before enforcement proceedings.
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SEBI order under Section 12(3) of SEBI Act and Regulation 27, 35 of Intermediaries Regulations and Regulation 32 of Research Analyst … | |||||||||||||
SEBI order under Section 12(3) of SEBI Act and Regulation 27, 35 of Intermediaries Regulations and Regulation 32 of Research Analyst Regulations concerning Mr. Purooskhan (Registration No. INH200006008) regarding misuse of his registration number by unauthorized entities.
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SEBI clarifies digital accessibility compliance requirements for regulated entities, extends deadline to March 31, 2026 for submission of … | |||||||||||||
SEBI clarifies digital accessibility compliance requirements for regulated entities, extends deadline to March 31, 2026 for submission of readiness status, and introduces accessibility complaint mechanism through SCORES.
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SEBI notifies the second amendment to Research Analysts Regulations, 2014, revising educational qualifications, certification requirements, … | |||||||||||||
SEBI notifies the second amendment to Research Analysts Regulations, 2014, revising educational qualifications, certification requirements, and compliance obligations for research analysts and associated persons.
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SEBI has issued the second amendment to the Research Analysts Regulations, 2014, modifying qualification requirements and certification … | |||||||||||||
SEBI has issued the second amendment to the Research Analysts Regulations, 2014, modifying qualification requirements and certification processes for research analysts and related personnel.
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