Research-Analyst (96)
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SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry … | |||||||||||||
SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry proceedings that found multiple regulatory violations during April 2021 to October 2022.
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SEBI introduces a lighter NISM certification module (Series-XXV-A) for Persons Associated with Research Services (PARS) performing sales and … | |||||||||||||
SEBI introduces a lighter NISM certification module (Series-XXV-A) for Persons Associated with Research Services (PARS) performing sales and other non-core services, easing the earlier requirement of Series-XV certification for all PARS.
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SEBI issued a Notice of Demand under Recovery Certificate No. 9053 of 2026 dated February 27, 2026, against Prerna Sharma, a Research … | |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9053 of 2026 dated February 27, 2026, against Prerna Sharma, a Research Analyst designated as a defaulter, for recovery of dues.
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SEBI Completion Order for Recovery Certificate No. 8577 of 2025 against Winway Research / Ankur Jain SEBI has issued a Completion Order for Recovery Certificate No. 8577 of 2025 against Ankur Jain, Proprietor of Winway Research, indicating … | |||||||||||||
SEBI has issued a Completion Order for Recovery Certificate No. 8577 of 2025 against Ankur Jain, Proprietor of Winway Research, indicating that the recovery proceedings have been successfully completed.
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SEBI adjudication order against Research Analyst Prerna Sharma (INH000006819) for alleged violations of RA Regulations, PFUTP Regulations, … | |||||||||||||
SEBI adjudication order against Research Analyst Prerna Sharma (INH000006819) for alleged violations of RA Regulations, PFUTP Regulations, and Intermediaries Regulations during inspection period April 2021 to March 2023.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and inducing clients with misleading profit claims.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and fraudulent trade practices during inspection period February-November 2024.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and … | |||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and violations of Research Analyst Regulations during inspection period February-November 2024.
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SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and … | |||||||||||||
SEBI imposes penalty on Research Analyst Abhishek Kumar Singh (Supreme Investrade) for promising assured returns, inducing clients, and violating research analyst regulations during February-November 2024.
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