Research-Analyst (9)
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SEBI imposes penalties on Eqwires Research Analyst and its partners for violations of research analyst regulations and acting as … | |||||||||||||
SEBI imposes penalties on Eqwires Research Analyst and its partners for violations of research analyst regulations and acting as unregistered investment adviser.
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SEBI imposes penalties on Eqwires Research Analyst and partners for acting as investment adviser without registration and other regulatory … | |||||||||||||
SEBI imposes penalties on Eqwires Research Analyst and partners for acting as investment adviser without registration and other regulatory violations.
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SEBI imposes penalties on research analyst Kumar Venkataramegowda Santhosh for providing return assurances, advertising past performance, … | |||||||||||||
SEBI imposes penalties on research analyst Kumar Venkataramegowda Santhosh for providing return assurances, advertising past performance, and mis-selling practices.
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SEBI imposes penalty on Options King Research Analyst (Proprietor Sunil Suklal Pawar) for violations of qualification and certification … | |||||||||||||
SEBI imposes penalty on Options King Research Analyst (Proprietor Sunil Suklal Pawar) for violations of qualification and certification requirements under Research Analysts Regulations.
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SEBI order against research analyst Priyanka Yadav for allowing debarred person to conduct activities and other regulatory violations. | |||||||||||||
SEBI order against research analyst Priyanka Yadav for allowing debarred person to conduct activities and other regulatory violations.
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SEBI issues final order against Research Analyst Priyanka Yadav for violations including association with debarred person and non-compliance … | |||||||||||||
SEBI issues final order against Research Analyst Priyanka Yadav for violations including association with debarred person and non-compliance with registration requirements.
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SEBI issues final order against Research Analyst Priyanka Yadav for multiple regulatory violations including association with debarred … | |||||||||||||
SEBI issues final order against Research Analyst Priyanka Yadav for multiple regulatory violations including association with debarred person.
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SEBI restrains Priyanka Yadav from securities market activities for 2 years due to violations of research analyst regulations. | |||||||||||||
SEBI restrains Priyanka Yadav from securities market activities for 2 years due to violations of research analyst regulations.
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SEBI dismisses RTI appeal seeking clarification on whether Research Analysts can specify trade quantities, ruling the request seeks opinion … | |||||||||||||
SEBI dismisses RTI appeal seeking clarification on whether Research Analysts can specify trade quantities, ruling the request seeks opinion rather than information.
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