Reporting (10)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and … | |||||||||||||
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and compliance with regulatory requirements.
| |||||||||||||
NSE requires trading members with Margin Trading Facility approval to submit compliance certificates through ENIT portal by October 31, … | |||||||||||||
NSE requires trading members with Margin Trading Facility approval to submit compliance certificates through ENIT portal by October 31, 2025.
| |||||||||||||
FAQ guidance document for brokers on submitting Risk Based Supervision information to BSE for the period April 01, 2025 to September 30, … | |||||||||||||
FAQ guidance document for brokers on submitting Risk Based Supervision information to BSE for the period April 01, 2025 to September 30, 2025.
| |||||||||||||
BSE releases FAQ document providing guidance on filling RBS submission form for trading members covering loan details, insurance details, … | |||||||||||||
BSE releases FAQ document providing guidance on filling RBS submission form for trading members covering loan details, insurance details, brokerage income, client debit balances, collateral valuation, and disciplinary actions.
| |||||||||||||
FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, … | |||||||||||||
FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, insurance details, brokerage income, client balances, and disciplinary actions.
| |||||||||||||
NSE requires clearing members to submit internal audit reports for the half year ended September 30, 2025, along with operational guidelines … | |||||||||||||
NSE requires clearing members to submit internal audit reports for the half year ended September 30, 2025, along with operational guidelines for auditor registration and report submission through the NCL Member Portal.
| |||||||||||||
NSE Clearing Limited reminds members to submit segregated client collateral reports in both existing and new portals during transition … | |||||||||||||
NSE Clearing Limited reminds members to submit segregated client collateral reports in both existing and new portals during transition period until September 15, 2025.
| |||||||||||||
Second amendment to SEBI REIT regulations modifying definitions of 'public', quarterly reporting requirements, and valuation report … | |||||||||||||
Second amendment to SEBI REIT regulations modifying definitions of 'public', quarterly reporting requirements, and valuation report submission timelines.
| |||||||||||||
BSE provides user manual for reporting impersonation cases through the IA/RA Membership portal's Report Impersonation module. | |||||||||||||
BSE provides user manual for reporting impersonation cases through the IA/RA Membership portal's Report Impersonation module.
| |||||||||||||
BSE introduces online portal for Research Analysts and Investment Advisors to report impersonation cases as part of supervisory … | |||||||||||||
BSE introduces online portal for Research Analysts and Investment Advisors to report impersonation cases as part of supervisory responsibilities.
| |||||||||||||