Reporting (10)

DateCircularTags
BSE mandates clearing members to submit half-yearly internal audit reports covering margin collection, client fund segregation, and …
NSE requires trading members with Margin Trading Facility approval to submit compliance certificates through ENIT portal by October 31, …
FAQ guidance document for brokers on submitting Risk Based Supervision information to BSE for the period April 01, 2025 to September 30, …
BSE releases FAQ document providing guidance on filling RBS submission form for trading members covering loan details, insurance details, …
FAQ document providing guidance on filling out the Risk Based Supervision submission form for stock brokers, covering loan details, …
NSE requires clearing members to submit internal audit reports for the half year ended September 30, 2025, along with operational guidelines …
NSE Clearing Limited reminds members to submit segregated client collateral reports in both existing and new portals during transition …
Second amendment to SEBI REIT regulations modifying definitions of 'public', quarterly reporting requirements, and valuation report …
BSE provides user manual for reporting impersonation cases through the IA/RA Membership portal's Report Impersonation module.
BSE introduces online portal for Research Analysts and Investment Advisors to report impersonation cases as part of supervisory …