Regulatory-Violations (4)
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SEBI issues recovery certificate and notice of demand against Lalita Chowdhary (PAN: ACOPC0249F) in the matter of illiquid stock options … | |||||||||||||||
SEBI issues recovery certificate and notice of demand against Lalita Chowdhary (PAN: ACOPC0249F) in the matter of illiquid stock options violations.
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SEBI order under sections 11(1), 11(4), 11(4A), 11B(1), 11B(2) read with sections 15HA and 15HB against Setco Automotive Limited and 9 other … | |||||||||||||||
SEBI order under sections 11(1), 11(4), 11(4A), 11B(1), 11B(2) read with sections 15HA and 15HB against Setco Automotive Limited and 9 other noticees for alleged fraudulent and unfair trade practices.
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SEBI adjudication order against Research Guru (Investment Adviser) and its operator Abhishek Sharma for multiple violations of Investment … | |||||||||||||||
SEBI adjudication order against Research Guru (Investment Adviser) and its operator Abhishek Sharma for multiple violations of Investment Advisers Regulations, Code of Conduct, and fraudulent trade practices.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, inducing clients, … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, inducing clients, and soliciting profit-sharing arrangements during February-November 2024.
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