Regulatory-Violations (2)
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SEBI adjudication order against GoldenPi Securities and its directors for violations of Stock Brokers Regulations and PFUTP Regulations … | |||||||||||||
SEBI adjudication order against GoldenPi Securities and its directors for violations of Stock Brokers Regulations and PFUTP Regulations during inspection period November 2022 to June 2024.
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SEBI imposes penalties on Sunflower Broking Private Limited for violations related to stock broker regulations and authorized person … | |||||||||||||
SEBI imposes penalties on Sunflower Broking Private Limited for violations related to stock broker regulations and authorized person oversight during March-August 2023.
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