Regulatory-Violation (6)
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SEBI imposes penalties on Research Guru (INA000005507) and its associates for multiple violations of Investment Adviser Regulations … | |||||||||||||||
SEBI imposes penalties on Research Guru (INA000005507) and its associates for multiple violations of Investment Adviser Regulations including fraudulent practices, unauthorized operations, and code of conduct breaches.
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SEBI final order under Sections 11 and 11B of SEBI Act, 1992 in the matter of front running by Ashish S Parekh and 12 other connected … | |||||||||||||||
SEBI final order under Sections 11 and 11B of SEBI Act, 1992 in the matter of front running by Ashish S Parekh and 12 other connected entities involved in fraudulent trading activities.
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SEBI settlement order against Tata Motors Finance Limited for violations related to private placement of Tier II perpetual NCDs that were … | |||||||||||||||
SEBI settlement order against Tata Motors Finance Limited for violations related to private placement of Tier II perpetual NCDs that were deemed public issues due to down-selling to more than 200 investors within six months.
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General Remittance Order Against Pankaj Kumar Shukla for Unregistered Investment Advisory Activities SEBI issues General Remittance Order RC No. 8897 of 2025 against Pankaj Kumar Shukla, Proprietor of M/s. Market Anand for conducting … | |||||||||||||||
SEBI issues General Remittance Order RC No. 8897 of 2025 against Pankaj Kumar Shukla, Proprietor of M/s. Market Anand for conducting unregistered investment advisory activities.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee … | |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for violations including promising assured returns, improper fee solicitation, and fraudulent trade practices during inspection period February-November 2024.
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