Regulatory-Violation (22)
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SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record … | |||||||||||||
SEBI imposed penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations including improper record maintenance and non-compliance with research analyst regulations.
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SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, … | |||||||||||||
SEBI imposes penalties on research analyst Amit Guruh Sachdeva (Registration No. INH100005190) for violations of record maintenance, audit, and code of conduct requirements.
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SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and … | |||||||||||||
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar (INH000009001) for failing to cooperate during inspection and allowing third parties to misuse his license.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties … | |||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to use his registration.
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SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for non-cooperation during inspection and allowing third parties to use … | |||||||||||||
SEBI enquiry order against Research Analyst Nikhil Dayanand Baljekar for non-cooperation during inspection and allowing third parties to use his license.
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SEBI settles enforcement proceedings against 360 One Private Equity Fund for violating AIF investment regulations with ₹14.63 lakh penalty. | |||||||||||||
SEBI settles enforcement proceedings against 360 One Private Equity Fund for violating AIF investment regulations with ₹14.63 lakh penalty.
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SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of … | |||||||||||||
SEBI adjudication order against Landmark Opportunity Fund and its officials for alleged violations of AIF regulations including breach of concentration limits.
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SEBI issues notice of attachment against Mohammad Nasiruddin Ansari (PAN: BYSPA0419E) in connection with unregistered investment advisory … | |||||||||||||
SEBI issues notice of attachment against Mohammad Nasiruddin Ansari (PAN: BYSPA0419E) in connection with unregistered investment advisory activities by Baap of Chart.
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SEBI issues order under Section 12(3) against research analyst Parag Salot for violations including mis-selling services, fraudulent fund … | |||||||||||||
SEBI issues order under Section 12(3) against research analyst Parag Salot for violations including mis-selling services, fraudulent fund collection, and non-compliance with RA regulations.
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SEBI issues order under Section 12(3) against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and … | |||||||||||||
SEBI issues order under Section 12(3) against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory violations.
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