Regulatory-Framework (205)
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI imposes penalty on ASL Enterprises Limited for failing to submit disclosure under Regulation 29(2) of SAST Regulations during open … | |||||||||||||||
SEBI imposes penalty on ASL Enterprises Limited for failing to submit disclosure under Regulation 29(2) of SAST Regulations during open offer proceedings.
| |||||||||||||||
SEBI introduces monitoring mechanism for minimum investment threshold of INR 10 lakh in Specialized Investment Funds, including automatic … | |||||||||||||||
SEBI introduces monitoring mechanism for minimum investment threshold of INR 10 lakh in Specialized Investment Funds, including automatic redemption process for breach violations.
| |||||||||||||||
SEBI adjudication order imposing penalties on Nilesh Malshi Savla and Meena Nilesh Savla for violations of SAST Regulations in acquisition … | |||||||||||||||
SEBI adjudication order imposing penalties on Nilesh Malshi Savla and Meena Nilesh Savla for violations of SAST Regulations in acquisition of RKD Agri & Retail Limited shares.
| |||||||||||||||
SEBI dismisses RTI appeal seeking clarification on whether Research Analysts can specify trade quantities, ruling the request seeks opinion … | |||||||||||||||
SEBI dismisses RTI appeal seeking clarification on whether Research Analysts can specify trade quantities, ruling the request seeks opinion rather than information.
| |||||||||||||||
SEBI circular revising and revamping nomination norms for demat accounts and mutual fund folios to prevent unclaimed assets in the Indian … | |||||||||||||||
SEBI circular revising and revamping nomination norms for demat accounts and mutual fund folios to prevent unclaimed assets in the Indian securities market.
| |||||||||||||||