Regulatory-Action (22)
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SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment … | |||||||||||||||
SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations during 2019-2020.
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SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with … | |||||||||||||||
SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with regulations during 2019-2020 inspection period.
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SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser regulations during 2019-2020 inspection period.
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SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third … | |||||||||||||||
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third parties to misuse his registration.
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SEBI adjudication order against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser … | |||||||||||||||
SEBI adjudication order against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser regulations.
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SEBI order against Golden Tobacco Limited and its officials for fund diversion and misrepresentation to investors. | |||||||||||||||
SEBI order against Golden Tobacco Limited and its officials for fund diversion and misrepresentation to investors.
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SEBI issues notice of bank account attachment against Pragya Dairies and Agro Limited and five individuals in enforcement proceedings under … | |||||||||||||||
SEBI issues notice of bank account attachment against Pragya Dairies and Agro Limited and five individuals in enforcement proceedings under RC No. 4800/2022.
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SEBI imposed sanctions on Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory … | |||||||||||||||
SEBI imposed sanctions on Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory compliance failures.
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SEBI announces completion of recovery proceedings under RC No. 8850 of 2025 against multiple individuals in the Family Care Hospitals … | |||||||||||||||
SEBI announces completion of recovery proceedings under RC No. 8850 of 2025 against multiple individuals in the Family Care Hospitals Limited matter.
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Securities Appellate Tribunal order regarding SEBI's directions against Sanjiv Bhasin and associated entities for stock recommendations made … | |||||||||||||||
Securities Appellate Tribunal order regarding SEBI's directions against Sanjiv Bhasin and associated entities for stock recommendations made through media channels and social platforms.
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