Regulatory-Action (24)

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SEBI announces completion of recovery proceedings against Siva Balan Jaipal in connection with Kalpa Commercial Limited matter under …
NSE suspends trading rights of Sanchay Finvest Limited for one day due to non-adherence to regulatory provisions.
SEBI adjudication proceedings against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment …
SEBI adjudication order against investment adviser Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with …
SEBI issues adjudication order against Capital Stroke Investment Services and its directors for non-compliance with investment adviser …
SEBI issues enquiry order against Research Analyst Nikhil Dayanand Baljekar for failing to cooperate during inspection and allowing third …
SEBI adjudication order against Capital Stroke Investment Services Pvt. Ltd. and its directors for non-compliance with investment adviser …
SEBI order against Golden Tobacco Limited and its officials for fund diversion and misrepresentation to investors.
SEBI issues notice of bank account attachment against Pragya Dairies and Agro Limited and five individuals in enforcement proceedings under …
SEBI imposed sanctions on Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory …