Registration-Cancellation (4)
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SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple … | |||||||||||||
SEBI issues enquiry order against registered Investment Adviser Sai Proficient Research Investment Advisory (INA000002504) for multiple violations including fraud, unfair client dealings, and non-cooperation with SEBI.
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SEBI adjudication order against investment adviser Chenthil R Iyer for continuing investment advisory activities after registration expiry … | |||||||||||||
SEBI adjudication order against investment adviser Chenthil R Iyer for continuing investment advisory activities after registration expiry and operating without a valid NISM certificate.
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NSE introduces bulk upload facility for cancellation of Authorised Person registrations through ENIT Portal to ease compliance processes for … | |||||||||||||
NSE introduces bulk upload facility for cancellation of Authorised Person registrations through ENIT Portal to ease compliance processes for members.
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SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory … | |||||||||||||
SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory requirements.
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