Ra-Regulations (5)
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SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst … | |||||||||||||
SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst services via Telegram channels, collecting fees and making fraudulent profit claims.
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SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst … | |||||||||||||
SEBI issues enforcement order against Akshay Kumar and five others for operating unregistered investment advisory and research analyst services through Telegram channels, collecting fees and making fraudulent profit claims.
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BSE directs Research Analysts to review and revise their SEBI-mandated deposit requirements based on the maximum number of clients serviced … | |||||||||||||
BSE directs Research Analysts to review and revise their SEBI-mandated deposit requirements based on the maximum number of clients serviced on any single day during FY 2025-26, with revised deposits due by April 30, 2026.
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SEBI clarifies that members of the Institute of Cost Accountants of India (ICoAI) are eligible to conduct annual audits of Research … | |||||||||||||
SEBI clarifies that members of the Institute of Cost Accountants of India (ICoAI) are eligible to conduct annual audits of Research Analysts, expanding the list beyond ICAI and ICSI members.
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SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry … | |||||||||||||
SEBI suspends the certificate of registration of Seema Jain (INH100006667), a registered Research Analyst, for one month following enquiry proceedings that found multiple regulatory violations during April 2021 to October 2022.
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