Proprietorship (4)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI issues remittance order for recovery certificate against Mr. Heet Manish Bapna alias Heet Manish Bafna, proprietor of Standard … | |||||||||||||
SEBI issues remittance order for recovery certificate against Mr. Heet Manish Bapna alias Heet Manish Bafna, proprietor of Standard Chartists, in enforcement proceedings.
| |||||||||||||
SEBI issues General Remittance Order dated 30.09.2025 under Recovery Certificate No. 7083 of 2023 against M/s Gainer Street (Proprietor: Mr. … | |||||||||||||
SEBI issues General Remittance Order dated 30.09.2025 under Recovery Certificate No. 7083 of 2023 against M/s Gainer Street (Proprietor: Mr. Anoop Singh Tomar) for recovery of dues.
| |||||||||||||
SEBI disposes enquiry proceedings against Investment Adviser without adverse action after investigating alleged arm's length violations. | |||||||||||||
SEBI disposes enquiry proceedings against Investment Adviser without adverse action after investigating alleged arm's length violations.
| |||||||||||||
SEBI's Appellate Authority dismissed an RTI appeal seeking clarification on operating as both AMFI registered Mutual Fund Distributor and … | |||||||||||||
SEBI's Appellate Authority dismissed an RTI appeal seeking clarification on operating as both AMFI registered Mutual Fund Distributor and SEBI registered Investment Advisor under different proprietorship firms.
| |||||||||||||