Portfolio-Manager (5)
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SEBI final order against Scient Capital Private Limited for violations including failure to maintain minimum net worth requirements and NISM … | |||||||||||||
SEBI final order against Scient Capital Private Limited for violations including failure to maintain minimum net worth requirements and NISM certification non-compliance.
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SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM … | |||||||||||||
SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM certification requirements under Portfolio Managers Regulations.
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SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager … | |||||||||||||
SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager services through Maxx Innovation Growth and Maxx Innovation.
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SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory … | |||||||||||||
SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory requirements.
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SEBI appellate authority order rejecting RTI appeal seeking information about Titan Capital Market's registration status and regulatory … | |||||||||||||
SEBI appellate authority order rejecting RTI appeal seeking information about Titan Capital Market's registration status and regulatory compliance.
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