Portfolio-Manager (5)

DateCircularTags
SEBI final order against Scient Capital Private Limited for violations including failure to maintain minimum net worth requirements and NISM …
SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM …
SEBI issues recovery notice against Vipin Sharma (PAN: GWBPS1865J) for operating unregistered investment advisor and portfolio manager …
SEBI cancels Portfolio Manager registration of Amrapali Aadya Trading and Investment Private Limited for non-compliance with regulatory …
SEBI appellate authority order rejecting RTI appeal seeking information about Titan Capital Market's registration status and regulatory …