Pfutp-Regulations (11)
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SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, … | |||||||||||||||
SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes and misleading market appearance.
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SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during … | |||||||||||||||
SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during January 2019 to December 2022.
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SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, … | |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, misleading clients, and non-compliance with disclosure and record-keeping requirements.
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SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a … | |||||||||||||||
SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a dealer.
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SEBI adjudication order against 18 entities for manipulation in SecUR Credentials Limited scrip during February-April 2022. | |||||||||||||||
SEBI adjudication order against 18 entities for manipulation in SecUR Credentials Limited scrip during February-April 2022.
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SEBI adjudication order against Omprakash A Khandelwal for alleged violations in preferential allotment without complying with ICDR … | |||||||||||||||
SEBI adjudication order against Omprakash A Khandelwal for alleged violations in preferential allotment without complying with ICDR Regulations.
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SEBI adjudication order against Mr. Manish Mishra and Mr. Vivek Chauhan for violations in trading activities of Hemo Organic Limited scrip … | |||||||||||||||
SEBI adjudication order against Mr. Manish Mishra and Mr. Vivek Chauhan for violations in trading activities of Hemo Organic Limited scrip during May-July 2022.
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SEBI issues adjudication order against Prem Sanghai for executing non-genuine reversal trades in BSE's Illiquid Stock Options segment during … | |||||||||||||||
SEBI issues adjudication order against Prem Sanghai for executing non-genuine reversal trades in BSE's Illiquid Stock Options segment during April 2014 to September 2015.
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SEBI imposes penalties on research analyst Kumar Venkataramegowda Santhosh for providing return assurances, advertising past performance, … | |||||||||||||||
SEBI imposes penalties on research analyst Kumar Venkataramegowda Santhosh for providing return assurances, advertising past performance, and mis-selling practices.
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