Pfutp-Regulations (15)
| Date | Circular | Tags | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI adjudication order against Middleton Goods Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||||
SEBI adjudication order against Middleton Goods Pvt. Ltd. for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
| |||||||||||||||
SEBI imposes adjudication order against Shyam Sunder Vyas HUF for executing non-genuine reversal trades in illiquid stock options on BSE … | |||||||||||||||
SEBI imposes adjudication order against Shyam Sunder Vyas HUF for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
| |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) in a front running case involving 30 noticees who allegedly violated PFUTP … | |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) in a front running case involving 30 noticees who allegedly violated PFUTP Regulations by front running orders of family trusts.
| |||||||||||||||
SEBI issues order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) against 24 entities for alleged front running of orders of certain … | |||||||||||||||
SEBI issues order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) against 24 entities for alleged front running of orders of certain family trusts, involving violations of PFUTP Regulations.
| |||||||||||||||
SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
| |||||||||||||||
SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, … | |||||||||||||||
SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes and misleading market appearance.
| |||||||||||||||
SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during … | |||||||||||||||
SEBI imposes penalties on Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani and Ashok Kumar for front running trades of Eastman Group during January 2019 to December 2022.
| |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, … | |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations including guaranteed returns, misleading clients, and non-compliance with disclosure and record-keeping requirements.
| |||||||||||||||
SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a … | |||||||||||||||
SEBI settlement order against 14 entities for front-running trades of Marcellus group entities through misuse of non-public information by a dealer.
| |||||||||||||||
SEBI adjudication order against 18 entities for manipulation in SecUR Credentials Limited scrip during February-April 2022. | |||||||||||||||
SEBI adjudication order against 18 entities for manipulation in SecUR Credentials Limited scrip during February-April 2022.
| |||||||||||||||