PFUTP (9)
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SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
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SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP … | |||||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP Regulations, and non-redressal of investor grievances during inspection period April 2018 to February 2020.
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SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations of RA Regulations and PFUTP … | |||||||||||||||
SEBI final order under Section 12(3) of SEBI Act, 1992 against Research Analyst Punit Kumar for violations of RA Regulations and PFUTP Regulations including guaranteed returns and misleading clients.
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SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited … | |||||||||||||||
SEBI settlement order against Manish Chaturvedi, Ashish Chaturvedi, Rajni Chaturvedi and Indus Strategy Financial Advisors Private Limited for front running activities involving Societe Generale's trades during January 2022 to December 2023.
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SEBI order against Golden Tobacco Limited regarding improper transfer of Rs.17,517.57 lakhs to subsidiary and misrepresentation to investors … | |||||||||||||||
SEBI order against Golden Tobacco Limited regarding improper transfer of Rs.17,517.57 lakhs to subsidiary and misrepresentation to investors during FY 2009-10 to 2020-21.
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SEBI imposed adjudication proceedings against Capital Finance and Investments LLP for failing to cooperate in investigation of suspected … | |||||||||||||||
SEBI imposed adjudication proceedings against Capital Finance and Investments LLP for failing to cooperate in investigation of suspected trading activities in Sigma Solve Limited scrip.
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SEBI order against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory violations. | |||||||||||||||
SEBI order against Research Analyst Parag Salot for mis-selling services, fraudulent fund collection, and multiple regulatory violations.
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SEBI enforcement order against Decipher Labs Ltd. and associated persons for securities market violations during 2021-2022. | |||||||||||||||
SEBI enforcement order against Decipher Labs Ltd. and associated persons for securities market violations during 2021-2022.
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SEBI investigation order regarding violations of securities regulations by Decipher Labs Limited and its directors during November 2021 to … | |||||||||||||||
SEBI investigation order regarding violations of securities regulations by Decipher Labs Limited and its directors during November 2021 to January 2022.
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