Pfutp (18)
| Date | Circular | Tags | |||||||||||||
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SEBI order under Section 12(3) of SEBI Act, 1992 addressing multiple violations by Investment Adviser Capital Vraddhi Financial Services … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 addressing multiple violations by Investment Adviser Capital Vraddhi Financial Services during inspection period April 2020 to March 2022.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Capital Vraddhi Financial Services for multiple violations of Investment Advisers … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Capital Vraddhi Financial Services for multiple violations of Investment Advisers Regulations during inspection period April 2020 to March 2022.
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SEBI order in compliance with Supreme Court directions regarding settlement proceedings involving Bharat Nidhi Limited and related entities … | |||||||||||||||
SEBI order in compliance with Supreme Court directions regarding settlement proceedings involving Bharat Nidhi Limited and related entities for alleged misrepresentation of promoter shareholding and non-compliance with minimum public shareholding requirements.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Capital Vraddhi Financial Services for multiple regulatory … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Investment Adviser Capital Vraddhi Financial Services for multiple regulatory violations including lack of qualifications, non-compliance with fee structure, and fraudulent practices.
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SEBI adjudication order against 20 entities for price and volume manipulation in Quasar India Limited scrip during May 2022 to December … | |||||||||||||||
SEBI adjudication order against 20 entities for price and volume manipulation in Quasar India Limited scrip during May 2022 to December 2023.
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SEBI imposes penalty on Ms. Ritu Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Ms. Ritu Agarwal for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes and false appearance of trading.
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SEBI order against 30 noticees for alleged front running violations involving family trusts, with charges under SEBI Act Sections 12A and … | |||||||||||||||
SEBI order against 30 noticees for alleged front running violations involving family trusts, with charges under SEBI Act Sections 12A and PFUTP Regulations.
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SEBI order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) in a case of alleged front running involving 30 Noticees who allegedly … | |||||||||||||||
SEBI order under Sections 11(1), 11(4), 11(4A), 11B(1) and 11B(2) in a case of alleged front running involving 30 Noticees who allegedly violated PFUTP Regulations by front running orders of family trusts.
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SEBI order under Section 12(3) of SEBI Act, 1992 against registered Investment Adviser Podium Market Research for violations including … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against registered Investment Adviser Podium Market Research for violations including breach of confidentiality and unauthorized GST collection.
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SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
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