Pfutp (26)
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SEBI imposes penalty on Madhuri Tandon for engaging in non-genuine reversal trades in illiquid stock options at BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Madhuri Tandon for engaging in non-genuine reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI imposes penalty on Sheo Kumar Kejriwal HUF for alleged non-genuine reversal trades in illiquid stock options on BSE during April 2014 … | |||||||||||||||
SEBI imposes penalty on Sheo Kumar Kejriwal HUF for alleged non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, violating PFUTP Regulations.
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SEBI adjudication order imposing penalties on 43 entities for fraudulent and unfair trade practices in the scrip of GG Engineering Limited. | |||||||||||||||
SEBI adjudication order imposing penalties on 43 entities for fraudulent and unfair trade practices in the scrip of GG Engineering Limited.
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Adjudication Order in respect of Allo Roy in the matter of dealings in Illiquid Stock Options on BSE SEBI imposed adjudication proceedings against Allo Roy for executing non-genuine reversal trades in illiquid stock options on BSE during … | |||||||||||||||
SEBI imposed adjudication proceedings against Allo Roy for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes and misleading trading appearance.
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SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent … | |||||||||||||||
SEBI adjudication order against Research Analyst Abhishek Kumar Singh for violations including promising assured returns, fraudulent practices, and non-compliance with Research Analyst Regulations during February-November 2024.
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SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and … | |||||||||||||||
SEBI adjudication order against research analyst Abhishek Kumar Singh for promising assured returns, fraudulent trade practices, and violations of Research Analyst Regulations during inspection period February-November 2024.
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SEBI settlement order against Mr. Hemant Ghai for communicating material non-public information regarding stock recommendations to be … | |||||||||||||||
SEBI settlement order against Mr. Hemant Ghai for communicating material non-public information regarding stock recommendations to be provided on TV shows, leading to unlawful gains through advance trading.
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SEBI order under Section 12(3) of SEBI Act, 1992 addressing multiple violations by Investment Adviser Capital Vraddhi Financial Services … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 addressing multiple violations by Investment Adviser Capital Vraddhi Financial Services during inspection period April 2020 to March 2022.
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SEBI order under Section 12(3) of SEBI Act, 1992 against Capital Vraddhi Financial Services for multiple violations of Investment Advisers … | |||||||||||||||
SEBI order under Section 12(3) of SEBI Act, 1992 against Capital Vraddhi Financial Services for multiple violations of Investment Advisers Regulations during inspection period April 2020 to March 2022.
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SEBI order in compliance with Supreme Court directions regarding settlement proceedings involving Bharat Nidhi Limited and related entities … | |||||||||||||||
SEBI order in compliance with Supreme Court directions regarding settlement proceedings involving Bharat Nidhi Limited and related entities for alleged misrepresentation of promoter shareholding and non-compliance with minimum public shareholding requirements.
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