Penalty (278)
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SEBI issued a Notice of Demand for Rs. 5,26,000/- against Rajendra Madan Lal HUF (PAN: AALHR7398H) under Recovery Certificate No. 9104 of … | |||||||||||||||
SEBI issued a Notice of Demand for Rs. 5,26,000/- against Rajendra Madan Lal HUF (PAN: AALHR7398H) under Recovery Certificate No. 9104 of 2026 for penalty imposed in connection with dealing in Illiquid Stock Options on BSE.
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SEBI issues release order directing banks, mutual funds, NSDL and CDSL to release attached accounts of Nina Nag after full recovery of … | |||||||||||||||
SEBI issues release order directing banks, mutual funds, NSDL and CDSL to release attached accounts of Nina Nag after full recovery of penalty dues under RC No. 9027 of 2026 in the Illiquid Stock Options matter.
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SEBI issues a corrigendum to its April 30, 2026 order on front running by Prijesh Kurani and Others, correcting a typographical error in … | |||||||||||||||
SEBI issues a corrigendum to its April 30, 2026 order on front running by Prijesh Kurani and Others, correcting a typographical error in paragraph 61(vi) regarding payment submission instructions.
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SEBI has issued a Notice of Demand under Recovery Certificate No. RC9095 of 2026 against Ambaashree Infratech Pvt. Ltd. (PAN: AAKCA4144N) … | |||||||||||||||
SEBI has issued a Notice of Demand under Recovery Certificate No. RC9095 of 2026 against Ambaashree Infratech Pvt. Ltd. (PAN: AAKCA4144N) for non-payment of penalty imposed in the matter of Illiquid Stock Options at BSE.
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NSE Clearing Limited mandates daily client collateral segregation reporting for the Electronic Gold Receipts (EGR) segment, requiring the … | |||||||||||||||
NSE Clearing Limited mandates daily client collateral segregation reporting for the Electronic Gold Receipts (EGR) segment, requiring the segment indicator 'EGR' in reports. Non-compliance will attract penalties as per existing circular NCL/CMPL/50662.
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SEBI adjudication order against Axis Trustee Services Ltd. for failing to adequately oversee Embassy Office Parks REIT trustee obligations … | |||||||||||||||
SEBI adjudication order against Axis Trustee Services Ltd. for failing to adequately oversee Embassy Office Parks REIT trustee obligations regarding the fit and proper eligibility of CEO Aravind Maiya following NFRA's August 2024 order.
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SEBI adjudication order against Prrsaar Sampada Private Limited (stock broker) for failing to detect and prevent front running of Axis … | |||||||||||||||
SEBI adjudication order against Prrsaar Sampada Private Limited (stock broker) for failing to detect and prevent front running of Axis Mutual Fund trades by its client M/s. Wessel Consultancy Pvt. Ltd. across 70 instances during April 2020 to March 2022.
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SEBI has issued a Notice of Demand for Rs. 5,21,000 against Makwana Bharat S. HUF (PAN: AALHM4561P) under Recovery Certificate No. 9093 of … | |||||||||||||||
SEBI has issued a Notice of Demand for Rs. 5,21,000 against Makwana Bharat S. HUF (PAN: AALHM4561P) under Recovery Certificate No. 9093 of 2026, arising from a penalty imposed for dealing in Illiquid Stock Options on BSE.
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BSE introduces a standardised penalty structure for Research Analysts to address non-compliances under SEBI (Research Analysts) Regulations, … | |||||||||||||||
BSE introduces a standardised penalty structure for Research Analysts to address non-compliances under SEBI (Research Analysts) Regulations, 2013, effective May 1, 2026.
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SEBI adjudication order against Asirvad Micro Finance Limited for alleged violations of Companies Act 2013 and SEBI (Issue and Listing of … | |||||||||||||||
SEBI adjudication order against Asirvad Micro Finance Limited for alleged violations of Companies Act 2013 and SEBI (Issue and Listing of Debt Securities) Regulations, 2008 in connection with issuance of NCDs to Karvy Capital Limited.
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