Penalty (45)
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ICCL updates penalty framework for SLB position limit violations and margin shortfalls, introducing tiered penalties ranging from Rs 5,000 … | |||||||||||||||
ICCL updates penalty framework for SLB position limit violations and margin shortfalls, introducing tiered penalties ranging from Rs 5,000 to Rs 10,000 per instance with escalation to Member Committee for repeated violations.
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SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to … | |||||||||||||||
SEBI imposes penalty on Chinmay P Vora for executing non-genuine reversal trades in illiquid stock options on BSE during April 2014 to September 2015, creating artificial volumes.
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SEBI issues recovery certificate demanding Rs. 52.51 lakhs (penalty plus interest) from four individuals jointly and severally for … | |||||||||||||||
SEBI issues recovery certificate demanding Rs. 52.51 lakhs (penalty plus interest) from four individuals jointly and severally for violations in Royal Twinkle Star Club Private Limited investigation, with 15-day payment deadline.
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SEBI settlement order against Emmbi Industries Limited for violations related to misclassification of a director as independent while … | |||||||||||||||
SEBI settlement order against Emmbi Industries Limited for violations related to misclassification of a director as independent while listing him in promoter group, settled for Rs. 12.35 lakh.
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Securities Appellate Tribunal stays SEBI debarment order against Man Industries India Limited and its officials, directing deposit of 50% … | |||||||||||||||
Securities Appellate Tribunal stays SEBI debarment order against Man Industries India Limited and its officials, directing deposit of 50% penalty amount.
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Securities Appellate Tribunal stays debarment order against MAN Industries India Limited pending appeal, directing 50% penalty deposit of … | |||||||||||||||
Securities Appellate Tribunal stays debarment order against MAN Industries India Limited pending appeal, directing 50% penalty deposit of Rs. 50 lakhs within two weeks.
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SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, … | |||||||||||||||
SEBI imposes penalty on Nimisha Hemani for executing reversal trades in illiquid stock options at BSE during April 2014 to September 2015, creating artificial volumes and misleading market appearance.
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BSE will transfer 8 scrips to 'Z' group effective October 27, 2025, due to non-compliance with quarterly financial results filing … | |||||||||||||||
BSE will transfer 8 scrips to 'Z' group effective October 27, 2025, due to non-compliance with quarterly financial results filing requirements for two consecutive quarters (March 2025 & June 2025).
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SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP … | |||||||||||||||
SEBI imposes penalties on M/s Alliance Research (Proprietor: Mudassir Hasan) for violations of Investment Advisers Regulations, PFUTP Regulations, and non-redressal of investor grievances during inspection period April 2018 to February 2020.
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SEBI issues demand notice against Shivakumar Gattai Kamballa for Rs. 14,10,000 plus interest in the matter of Generic Engineering … | |||||||||||||||
SEBI issues demand notice against Shivakumar Gattai Kamballa for Rs. 14,10,000 plus interest in the matter of Generic Engineering Construction and Projects Limited, following recovery certificate proceedings.
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