Penalty (11)
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SEBI imposes penalty on Motilal Oswal Financial Services Limited for non-compliance with stock broker regulations during inspection period … | |||||||||||||||
SEBI imposes penalty on Motilal Oswal Financial Services Limited for non-compliance with stock broker regulations during inspection period April 2022 to October 2023.
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SEBI imposes penalty on Zebu Share and Wealth Management for multiple IT system compliance failures including capacity monitoring, VAPT … | |||||||||||||||
SEBI imposes penalty on Zebu Share and Wealth Management for multiple IT system compliance failures including capacity monitoring, VAPT audit non-compliance, and inadequate security controls.
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SEBI modifies the mechanism for handling review, appeal or waiver of penalty requests against Member Committee actions. | |||||||||||||||
SEBI modifies the mechanism for handling review, appeal or waiver of penalty requests against Member Committee actions.
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SEBI issues notice of demand dated 07.08.2025 under RC no. 8856 of 2025 against Lucy Maqbul Massey [PAN: AMBPM4077E] in the matter of Family … | |||||||||||||||
SEBI issues notice of demand dated 07.08.2025 under RC no. 8856 of 2025 against Lucy Maqbul Massey [PAN: AMBPM4077E] in the matter of Family Care Hospitals Limited
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SEBI adjudication order regarding Puneet Sabharwal HUF (PAN: AAMHP5624B) in relation to illiquid stock options under A.P No 14826 & 14827 of … | |||||||||||||||
SEBI adjudication order regarding Puneet Sabharwal HUF (PAN: AAMHP5624B) in relation to illiquid stock options under A.P No 14826 & 14827 of 2025.
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SEBI modifies the mechanism for handling review, appeal or waiver requests for penalties imposed by Member Committees of market … | |||||||||||||||
SEBI modifies the mechanism for handling review, appeal or waiver requests for penalties imposed by Member Committees of market infrastructure institutions.
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SEBI imposes penalty on Dadabhoy Bothe for delayed disclosure of share sale by 21 days, violating takeover regulations. | |||||||||||||||
SEBI imposes penalty on Dadabhoy Bothe for delayed disclosure of share sale by 21 days, violating takeover regulations.
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SEBI issues completion order for recovery certificate against Mr. Priyank Dineshbhai Shah for conducting unregistered investment advisory … | |||||||||||||||
SEBI issues completion order for recovery certificate against Mr. Priyank Dineshbhai Shah for conducting unregistered investment advisory activities.
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SEBI adjudication order imposing penalties on 11 entities for price manipulation in Darshan Orna Limited scrip using Telegram channel … | |||||||||||||||
SEBI adjudication order imposing penalties on 11 entities for price manipulation in Darshan Orna Limited scrip using Telegram channel recommendations.
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SEBI imposes penalty on Options King Research Analyst (Proprietor Sunil Suklal Pawar) for violations of qualification and certification … | |||||||||||||||
SEBI imposes penalty on Options King Research Analyst (Proprietor Sunil Suklal Pawar) for violations of qualification and certification requirements under Research Analysts Regulations.
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