Penalties (20)
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BSE revises and consolidates the disciplinary framework for Trading Members, introducing standardized penalties for additional violations … | |||||||||||||||
BSE revises and consolidates the disciplinary framework for Trading Members, introducing standardized penalties for additional violations and modifying existing ones, effective immediately with SEBI approval.
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NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, … | |||||||||||||||
NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, net worth shortfalls, and non-cooperation during inspections, with tiered penalties for repeat offenders.
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SEBI issues enforcement order against 21 noticees including promoters and associates of Retro Green Revolution Limited for price … | |||||||||||||||
SEBI issues enforcement order against 21 noticees including promoters and associates of Retro Green Revolution Limited for price manipulation, volume creation, and fraudulent trading activities on BSE.
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SEBI issues enforcement order against Mediaone Global Entertainment Ltd and 6 individuals for alleged fund diversion, manipulation of books … | |||||||||||||||
SEBI issues enforcement order against Mediaone Global Entertainment Ltd and 6 individuals for alleged fund diversion, manipulation of books of accounts, and falsification of financial statements in connection with Eros International Media Limited.
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SEBI issues enforcement order against Mediaone Global Entertainment Ltd and 6 directors/officers for alleged fund diversion, manipulation of … | |||||||||||||||
SEBI issues enforcement order against Mediaone Global Entertainment Ltd and 6 directors/officers for alleged fund diversion, manipulation of books of accounts, and falsification of financial statements in connection with Eros International Media Ltd dealings.
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NSE Clearing Limited revises penalty and additional margin framework for position limit violations in the Currency Derivatives Segment, with … | |||||||||||||||
NSE Clearing Limited revises penalty and additional margin framework for position limit violations in the Currency Derivatives Segment, with slab-wise additional margins ranging from 0.75% to 1.50% based on breach percentage.
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BSE imposes financial charges on trading members who failed to upload or incorrectly registered terminal location information for October … | |||||||||||||||
BSE imposes financial charges on trading members who failed to upload or incorrectly registered terminal location information for October 2025, November 2025, and January 2026.
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Securities Appellate Tribunal order dated December 15, 2025 in Appeal No.459 of 2022 concerning front running of Fidelity Group funds … | |||||||||||||||
Securities Appellate Tribunal order dated December 15, 2025 in Appeal No.459 of 2022 concerning front running of Fidelity Group funds involving disgorgement, penalties and market debarment directives.
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BSE imposes Rs 1,000 per instance charges on trading members for orders placed from unregistered or incorrectly registered terminal … | |||||||||||||||
BSE imposes Rs 1,000 per instance charges on trading members for orders placed from unregistered or incorrectly registered terminal locations during December 2025.
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SEBI adjudication order against Niraj Dhanraj Chhajer and Deepti Chhajer for alleged insider trading violations in Torrent Power Limited … | |||||||||||||||
SEBI adjudication order against Niraj Dhanraj Chhajer and Deepti Chhajer for alleged insider trading violations in Torrent Power Limited scrip.
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