Penalties (6)
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SEBI imposes penalties on Eqwires Research Analyst and its partners for violations of research analyst regulations and acting as … | |||||||||||||
SEBI imposes penalties on Eqwires Research Analyst and its partners for violations of research analyst regulations and acting as unregistered investment adviser.
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SEBI imposes penalties on Eqwires Research Analyst and partners for acting as investment adviser without registration and other regulatory … | |||||||||||||
SEBI imposes penalties on Eqwires Research Analyst and partners for acting as investment adviser without registration and other regulatory violations.
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SEBI imposes penalties on Motisons Shares Private Limited for violations of stock broker regulations, client fund handling, and compliance … | |||||||||||||
SEBI imposes penalties on Motisons Shares Private Limited for violations of stock broker regulations, client fund handling, and compliance requirements during inspections from 2021-2024.
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SEBI imposes penalties on Trade Nexa Research Investment Advisor for charging fees without agreements and providing assurances of returns to … | |||||||||||||
SEBI imposes penalties on Trade Nexa Research Investment Advisor for charging fees without agreements and providing assurances of returns to clients.
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SEBI order against research analyst Priyanka Yadav for allowing debarred person to conduct activities and other regulatory violations. | |||||||||||||
SEBI order against research analyst Priyanka Yadav for allowing debarred person to conduct activities and other regulatory violations.
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SEBI imposes penalties on Sunflower Broking Private Limited for violations related to stock broker regulations and authorized person … | |||||||||||||
SEBI imposes penalties on Sunflower Broking Private Limited for violations related to stock broker regulations and authorized person oversight during March-August 2023.
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