Penalties (23)

DateCircularTags
NSE Clearing Limited introduces escalating penalties for repeated instances of networth shortfall reporting by clearing members, with …
SEBI imposes penalties on 5Paisa Capital Limited and its officials for multiple violations related to Online Bond Platform Provider (OBPP) …
BSE imposes charges of Rs 100 per day per terminal for trading members who failed to upload IML/BOLT TWS/BOLT PLUS location information for …
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, …
BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth …
BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial …
SEBI introduces revised penalty framework for stock brokers to remove inconsistencies, avoid multiple penalties, and replace 'penalty' …
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities …
SEBI final order against Rajiv R. Kotia and family members for violations of SAST Regulations 1997 relating to acquisition of shares in …
BSE requires clearing members to submit audited networth certificates, computation statements, auditor's reports and annual accounts for the …