NSE (8)
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Appellate Authority order partially upholding CPIO's response to RTI application regarding NSE complaint handling and disciplinary actions, … | |||||||||||||||
Appellate Authority order partially upholding CPIO's response to RTI application regarding NSE complaint handling and disciplinary actions, clarifying scope of information under RTI Act.
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SEBI enquiry order against Prabhudas Lilladher Private Limited for multiple violations including misuse of client funds, non-settlement of … | |||||||||||||||
SEBI enquiry order against Prabhudas Lilladher Private Limited for multiple violations including misuse of client funds, non-settlement of accounts, incorrect margin reporting, and other regulatory breaches during inspection period April 2021 to October 2022.
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SEBI imposes penalties on Angel One Limited for violations related to unauthorized users operating trading terminals mapped to authorized … | |||||||||||||||
SEBI imposes penalties on Angel One Limited for violations related to unauthorized users operating trading terminals mapped to authorized persons and failure to maintain proper records.
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Appellate Authority order regarding RTI application concerning whistle blower complaint against NSE officials and alleged retaliation. | |||||||||||||||
Appellate Authority order regarding RTI application concerning whistle blower complaint against NSE officials and alleged retaliation.
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SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for … | |||||||||||||||
SEBI issues confirmatory order against Synoptics Technologies Limited, its promoters, and Lead Manager First Overseas Capital Limited for irregularities in IPO bidding process on NSE SME Platform.
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SEBI releases comprehensive nationwide investor survey covering 90,000 households, revealing 9.5% participation rate despite 63% awareness … | |||||||||||||||
SEBI releases comprehensive nationwide investor survey covering 90,000 households, revealing 9.5% participation rate despite 63% awareness of securities market products.
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SEBI settlement order addressing NSE violations including data outsourcing without proper contracts, unauthorized penalty waivers, and … | |||||||||||||||
SEBI settlement order addressing NSE violations including data outsourcing without proper contracts, unauthorized penalty waivers, and inadequate client code modification controls.
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SEBI Appellate Authority remands RTI application seeking NSE employee confidentiality policies and asset usage guidelines back to CPIO for … | |||||||||||||||
SEBI Appellate Authority remands RTI application seeking NSE employee confidentiality policies and asset usage guidelines back to CPIO for fresh consideration.
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