Nism-Certification (4)

DateCircularTags
SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due …
SEBI final order against Scient Capital Private Limited for violations including failure to maintain minimum net worth requirements and NISM …
SEBI final order against DGS Capital Management for non-compliance with minimum net worth requirements, reporting obligations, and NISM …
SEBI provides clarifications on research analyst regulations including NISM certification requirements and client consent provisions.