Net-Worth (13)
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SEBI prescribes specific conditions and modalities for Custodians pursuant to amendments to SEBI (Custodian) Regulations, 1996, covering … | |||||||||||||
SEBI prescribes specific conditions and modalities for Custodians pursuant to amendments to SEBI (Custodian) Regulations, 1996, covering segregation of activities, financial services, and outsourcing frameworks.
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SEBI settlement order against Nexus Select Mall Management Private Limited for failing to maintain required net worth and not intimating … | |||||||||||||
SEBI settlement order against Nexus Select Mall Management Private Limited for failing to maintain required net worth and not intimating SEBI about material changes in net worth under REIT Regulations. Settled for ₹24,37,500.
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SEBI specifies phased implementation timelines and compliance requirements for revised capital adequacy and liquid net worth norms for … | |||||||||||||
SEBI specifies phased implementation timelines and compliance requirements for revised capital adequacy and liquid net worth norms for Merchant Bankers effective January 03, 2026.
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Amendment to SEBI Intermediaries Regulations introducing new compliance criteria for intermediaries regarding net worth, income from … | |||||||||||||
Amendment to SEBI Intermediaries Regulations introducing new compliance criteria for intermediaries regarding net worth, income from permitted activities, and business unit segregation requirements.
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NSE Clearing reminds members to submit their half-yearly net worth certificate for the period ending September 30, 2025, by November 30, … | |||||||||||||
NSE Clearing reminds members to submit their half-yearly net worth certificate for the period ending September 30, 2025, by November 30, 2025, through the NCL Member Portal.
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NSE Clearing Limited extends the deadline for clearing members to submit Annual Returns for FY 2024-25 from October 31, 2025 to December 31, … | |||||||||||||
NSE Clearing Limited extends the deadline for clearing members to submit Annual Returns for FY 2024-25 from October 31, 2025 to December 31, 2025, following MCA's extension of the ROC filing deadline.
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BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, … | |||||||||||||
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, including financial implications and compliance requirements.
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BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth … | |||||||||||||
BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth shortfalls, client fund misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenses.
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BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial … | |||||||||||||
BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial violations, client fund misuse, net worth shortfalls, and data submission requirements.
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NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities … | |||||||||||||
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenders.
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