Net-Worth (7)
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BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, … | |||||||||||||
BSE announces rationalized and standardized penalty framework for violations and non-compliances observed during Trading Member inspections, including financial implications and compliance requirements.
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BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth … | |||||||||||||
BSE introduces standardized framework for penalties on trading members covering violations with financial implications, net worth shortfalls, client fund misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenses.
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BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial … | |||||||||||||
BSE introduces standardized penalty framework for trading member violations across inspection-related non-compliances, covering financial violations, client fund misuse, net worth shortfalls, and data submission requirements.
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NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities … | |||||||||||||
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenders.
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SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in … | |||||||||||||
SEBI issues final order against Gogia Capital Services Limited (Stock Broker, Reg. no. INZ000202733) for violations including shortfall in net worth, improper maintenance of books, engaging in other business, and non-settlement of clients' funds and securities.
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NSE Clearing revises limits for acceptance of bank guarantees as collaterals, with higher limits for PCMs and custodians based on net worth … | |||||||||||||
NSE Clearing revises limits for acceptance of bank guarantees as collaterals, with higher limits for PCMs and custodians based on net worth categories.
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NSE Clearing Limited revises limits for bank guarantee acceptance based on member categories and net worth thresholds. | |||||||||||||
NSE Clearing Limited revises limits for bank guarantee acceptance based on member categories and net worth thresholds.
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