Merchant-Banker (23)
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SEBI settles adjudication proceedings against BofA Securities India Limited for failure to maintain Structured Digital Database (SDD) as … | |||||||||||||||
SEBI settles adjudication proceedings against BofA Securities India Limited for failure to maintain Structured Digital Database (SDD) as required under PIT Regulations, with settlement amount of INR 58,50,000.
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SEBI introduces a fast-track mechanism allowing non-LVF AIF schemes to launch after 30 days of filing, streamlining the PPM review process … | |||||||||||||||
SEBI introduces a fast-track mechanism allowing non-LVF AIF schemes to launch after 30 days of filing, streamlining the PPM review process as an Ease of Doing Business measure.
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SEBI issues final order against Basan Financial Services Limited (Merchant Banker) for multiple compliance violations found during … | |||||||||||||||
SEBI issues final order against Basan Financial Services Limited (Merchant Banker) for multiple compliance violations found during inspection covering April 2022 to June 2023, including failure to maintain dedicated complaint email ID and non-submission of half-yearly reports.
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SEBI issues order against AFCO Capital India Private Limited (SEBI Reg. No. INM000012555) for violations of Merchant Bankers Regulations, … | |||||||||||||||
SEBI issues order against AFCO Capital India Private Limited (SEBI Reg. No. INM000012555) for violations of Merchant Bankers Regulations, Intermediaries Regulations, PFUTP and PIT Regulations following inspection for April 2022 to August 2024.
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SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the … | |||||||||||||||
SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the period ending March 2023, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI imposes penalty on SSRK Mohan Babu for misrepresenting himself as Director instead of Advisor in MB Escrow Agreement for Standard Shoe … | |||||||||||||||
SEBI imposes penalty on SSRK Mohan Babu for misrepresenting himself as Director instead of Advisor in MB Escrow Agreement for Standard Shoe Sole and Mould (India) Limited open offer, violating PFUTP Regulations.
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SEBI interim order dated May 14, 2025 imposing restrictions on Varyaa Creations Limited, its promoters, and Lead Manager Inventure Merchant … | |||||||||||||||
SEBI interim order dated May 14, 2025 imposing restrictions on Varyaa Creations Limited, its promoters, and Lead Manager Inventure Merchant Banking Services following irregularities found in the company's SME IPO process.
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SEBI issued interim order freezing shareholding of promoters and restraining Varyaa Creations Limited from accessing securities market … | |||||||||||||||
SEBI issued interim order freezing shareholding of promoters and restraining Varyaa Creations Limited from accessing securities market following irregularities in IPO process.
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SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer … | |||||||||||||||
SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer processes during inspection period April 2020 to December 2021.
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SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers … | |||||||||||||||
SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers Regulations during the inspection period April 2022 to April 2024.
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