Merchant-Banker (20)
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SEBI issues order against AFCO Capital India Private Limited (SEBI Reg. No. INM000012555) for violations of Merchant Bankers Regulations, … | |||||||||||||||
SEBI issues order against AFCO Capital India Private Limited (SEBI Reg. No. INM000012555) for violations of Merchant Bankers Regulations, Intermediaries Regulations, PFUTP and PIT Regulations following inspection for April 2022 to August 2024.
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SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the … | |||||||||||||||
SEBI adjudication order against DMI Capital Private Limited (Merchant Banker) for non-compliances observed in Half Yearly Report for the period ending March 2023, resulting in penalty under Section 15HB of the SEBI Act.
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SEBI imposes penalty on SSRK Mohan Babu for misrepresenting himself as Director instead of Advisor in MB Escrow Agreement for Standard Shoe … | |||||||||||||||
SEBI imposes penalty on SSRK Mohan Babu for misrepresenting himself as Director instead of Advisor in MB Escrow Agreement for Standard Shoe Sole and Mould (India) Limited open offer, violating PFUTP Regulations.
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SEBI interim order dated May 14, 2025 imposing restrictions on Varyaa Creations Limited, its promoters, and Lead Manager Inventure Merchant … | |||||||||||||||
SEBI interim order dated May 14, 2025 imposing restrictions on Varyaa Creations Limited, its promoters, and Lead Manager Inventure Merchant Banking Services following irregularities found in the company's SME IPO process.
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SEBI issued interim order freezing shareholding of promoters and restraining Varyaa Creations Limited from accessing securities market … | |||||||||||||||
SEBI issued interim order freezing shareholding of promoters and restraining Varyaa Creations Limited from accessing securities market following irregularities in IPO process.
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SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer … | |||||||||||||||
SEBI imposes penalties on Fast Track Finsec Private Limited (Merchant Banker) for multiple violations in IPO and takeover open offer processes during inspection period April 2020 to December 2021.
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SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers … | |||||||||||||||
SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers Regulations during the inspection period April 2022 to April 2024.
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SEBI imposes penalty on AFCO Capital India Private Limited for violations in managing open offer for Standard Shoe Sole And Mould (India) … | |||||||||||||||
SEBI imposes penalty on AFCO Capital India Private Limited for violations in managing open offer for Standard Shoe Sole And Mould (India) Limited, including failure to open separate acquisition window and compliance delays.
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SEBI issues enquiry order prohibiting Gretex Corporate Services Limited from taking new assignments for one month due to violations of … | |||||||||||||||
SEBI issues enquiry order prohibiting Gretex Corporate Services Limited from taking new assignments for one month due to violations of merchant banker regulations including net worth maintenance and inadequate due diligence.
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SEBI order against First Overseas Capital Limited for violations including non-maintenance of net worth, accepting public deposits for … | |||||||||||||||
SEBI order against First Overseas Capital Limited for violations including non-maintenance of net worth, accepting public deposits for underwriting, and submission of false information.
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