Merchant-Banker (2)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
SEBI clarifies that Swaraj Shares and Securities Private Limited may complete ongoing open offer assignments despite registration … | |||||||||||||
SEBI clarifies that Swaraj Shares and Securities Private Limited may complete ongoing open offer assignments despite registration suspension, subject to specific safeguards.
| |||||||||||||
SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including … | |||||||||||||
SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including due diligence failures and investor grievance compliance issues.
| |||||||||||||