Merchant-Banker (13)
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SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers … | |||||||||||||||
SEBI imposes penalty on Kreo Capital Private Limited (Merchant Banker Registration No. INM000012689) for violations of Merchant Bankers Regulations during the inspection period April 2022 to April 2024.
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SEBI imposes penalty on AFCO Capital India Private Limited for violations in managing open offer for Standard Shoe Sole And Mould (India) … | |||||||||||||||
SEBI imposes penalty on AFCO Capital India Private Limited for violations in managing open offer for Standard Shoe Sole And Mould (India) Limited, including failure to open separate acquisition window and compliance delays.
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SEBI issues enquiry order prohibiting Gretex Corporate Services Limited from taking new assignments for one month due to violations of … | |||||||||||||||
SEBI issues enquiry order prohibiting Gretex Corporate Services Limited from taking new assignments for one month due to violations of merchant banker regulations including net worth maintenance and inadequate due diligence.
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SEBI order against First Overseas Capital Limited for violations including non-maintenance of net worth, accepting public deposits for … | |||||||||||||||
SEBI order against First Overseas Capital Limited for violations including non-maintenance of net worth, accepting public deposits for underwriting, and submission of false information.
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SEBI order against First Overseas Capital Limited (Merchant Banker) for violations including non-maintenance of net worth, unauthorized … | |||||||||||||||
SEBI order against First Overseas Capital Limited (Merchant Banker) for violations including non-maintenance of net worth, unauthorized business activities, and submission of false information.
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SEBI has restrained First Overseas Capital Limited from accessing the securities market and prohibited from dealing in securities for 2 … | |||||||||||||||
SEBI has restrained First Overseas Capital Limited from accessing the securities market and prohibited from dealing in securities for 2 years effective October 23, 2025, due to multiple regulatory violations including net worth requirements and underwriting obligations.
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SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed … | |||||||||||||||
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed exit at profit to applicants.
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SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due … | |||||||||||||||
SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due diligence in 3 IPOs, maintain structural digital database, and comply with NISM certification requirements.
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SEBI confirms restraint orders against Synoptics Technologies Limited and its promoters from participating in securities market following … | |||||||||||||||
SEBI confirms restraint orders against Synoptics Technologies Limited and its promoters from participating in securities market following irregularities in IPO bidding process.
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SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement … | |||||||||||||||
SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement of INR 5 crores during FY 2019-2021.
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