Merchant-Banker (7)

DateCircularTags
SEBI settlement order against AK Capital Group entities for fraudulent practices in DHFL's NCD public issue involving providing guaranteed …
SEBI imposes penalty on Oneview Corporate Advisors Private Limited for violations during inspection including failure to exercise due …
SEBI confirms restraint orders against Synoptics Technologies Limited and its promoters from participating in securities market following …
SEBI suspends registration of First Overseas Capital Ltd. (Merchant Banker) for six months due to violation of minimum net worth requirement …
SEBI imposes penalty on Finshore Management Services Limited (Merchant Banker) for violations of ICDR Regulations and Merchant Banker Code …
SEBI clarifies that Swaraj Shares and Securities Private Limited may complete ongoing open offer assignments despite registration …
SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including …