Member-Inspection (2)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
ICCL issues updated Master Circular for Member Inspection effective April 29, 2026, consolidating all prior notices and rescinding earlier … | |||||||||||||
ICCL issues updated Master Circular for Member Inspection effective April 29, 2026, consolidating all prior notices and rescinding earlier circulars on the subject.
| |||||||||||||
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities … | |||||||||||||
NSE introduces standardized penalty framework for trading member violations including client fund misuse, net worth shortfalls, securities misuse, and inspection non-compliance with differentiated actions for first-time and repeat offenders.
| |||||||||||||