Member-Compliance (7)
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NSE forwards SEBI circular prescribing a uniform 30-day time lag for both sharing and usage of market price data for educational purposes, … | |||||||||||||
NSE forwards SEBI circular prescribing a uniform 30-day time lag for both sharing and usage of market price data for educational purposes, replacing the earlier 1-day sharing lag and 3-month usage lag. NISM is granted a special exemption with a 1-day lag for its simulation lab.
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NSE circular providing a user manual for stock brokers and their auditors to submit the half yearly networth certificate as on March 31, … | |||||||||||||
NSE circular providing a user manual for stock brokers and their auditors to submit the half yearly networth certificate as on March 31, 2026 via the ENIT portal, following SEBI (Stock Brokers) Regulations, 2026.
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BSE directs internal auditors of member firms to submit the Internal Audit Report for half year ended March 31, 2026 through BEFS by May 31, … | |||||||||||||
BSE directs internal auditors of member firms to submit the Internal Audit Report for half year ended March 31, 2026 through BEFS by May 31, 2026, with key changes in sampling methodology and new disclosure requirements.
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NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, … | |||||||||||||
NSE has rationalized and standardized penalties for trading members covering violations related to client fund misuse, securities misuse, net worth shortfalls, and non-cooperation during inspections, with tiered penalties for repeat offenders.
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SEBI has restrained four entities — Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani, and Kumar Ashok — from accessing the securities market … | |||||||||||||
SEBI has restrained four entities — Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani, and Kumar Ashok — from accessing the securities market for 2 years each for front-running trades of big client Sarvottam Securities Private Limited.
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NSE advises trading members of a new Standard Operating Procedure (SOP) issued by Ministry of Home Affairs for NCRP and CFCFRMS, covering … | |||||||||||||
NSE advises trading members of a new Standard Operating Procedure (SOP) issued by Ministry of Home Affairs for NCRP and CFCFRMS, covering custody, restoration of money, and grievance redressal in cyber-enabled financial crimes. Members must note Para 9.6 regarding securities market-related transactions.
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NSE suspends trading rights of Sanchay Finvest Limited for one day due to non-adherence to regulatory provisions. | |||||||||||||
NSE suspends trading rights of Sanchay Finvest Limited for one day due to non-adherence to regulatory provisions.
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