Member-Compliance (3)
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SEBI has restrained four entities — Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani, and Kumar Ashok — from accessing the securities market … | |||||||||||||
SEBI has restrained four entities — Sunny Bhatia, Surbhi Chopra Bhatia, Mamta Rani, and Kumar Ashok — from accessing the securities market for 2 years each for front-running trades of big client Sarvottam Securities Private Limited.
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NSE advises trading members of a new Standard Operating Procedure (SOP) issued by Ministry of Home Affairs for NCRP and CFCFRMS, covering … | |||||||||||||
NSE advises trading members of a new Standard Operating Procedure (SOP) issued by Ministry of Home Affairs for NCRP and CFCFRMS, covering custody, restoration of money, and grievance redressal in cyber-enabled financial crimes. Members must note Para 9.6 regarding securities market-related transactions.
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NSE suspends trading rights of Sanchay Finvest Limited for one day due to non-adherence to regulatory provisions. | |||||||||||||
NSE suspends trading rights of Sanchay Finvest Limited for one day due to non-adherence to regulatory provisions.
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