Mb-Regulations (2)
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SEBI issues final order against Basan Financial Services Limited (Merchant Banker) for multiple compliance violations found during … | |||||||||||||||
SEBI issues final order against Basan Financial Services Limited (Merchant Banker) for multiple compliance violations found during inspection covering April 2022 to June 2023, including failure to maintain dedicated complaint email ID and non-submission of half-yearly reports.
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SEBI imposes penalties on Gretex Corporate Services Limited (Merchant Banker) for inadequate due diligence in SME IPO of Sudarshan Pharma … | |||||||||||||||
SEBI imposes penalties on Gretex Corporate Services Limited (Merchant Banker) for inadequate due diligence in SME IPO of Sudarshan Pharma Industries Limited and IPO of Akme Fintrade (India) Limited, violating ICDR and MB Regulations.
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