Investor-Grievances (4)
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BSE circular outlining scenarios where waiver applications for regulatory fines cannot be considered, focusing on compliance requirements … | |||||||||||||||
BSE circular outlining scenarios where waiver applications for regulatory fines cannot be considered, focusing on compliance requirements for listed entities.
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SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including … | |||||||||||||||
SEBI final order under Section 12(3) against Swaraj Shares and Securities Pvt. Ltd. for violations of Merchant Banker regulations including due diligence failures and investor grievance compliance issues.
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SEBI attachment notices for non-redressal of investor grievances against Nimbus Industries Limited under Recovery Certificate No. 4523 of … | |||||||||||||||
SEBI attachment notices for non-redressal of investor grievances against Nimbus Industries Limited under Recovery Certificate No. 4523 of 2023.
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SEBI issues attachment notice against Sun Earth Ceramics Limited for failure to redress investor grievances under recovery case RC No. 7182 … | |||||||||||||||
SEBI issues attachment notice against Sun Earth Ceramics Limited for failure to redress investor grievances under recovery case RC No. 7182 of 2023.
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