Investment-Advisory (16)
| Date | Circular | Tags | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
The Securities Appellate Tribunal (SAT) set aside SEBI's October 2023 order against Shivaay Investments regarding unregistered investment … | |||||||||||||
The Securities Appellate Tribunal (SAT) set aside SEBI's October 2023 order against Shivaay Investments regarding unregistered investment advisory activities, with BSE advising trading members to take note.
| |||||||||||||
The Securities Appellate Tribunal (SAT) has set aside SEBI's October 2023 order that had barred Shivaay Investments (proprietor Jaydeepgiri … | |||||||||||||
The Securities Appellate Tribunal (SAT) has set aside SEBI's October 2023 order that had barred Shivaay Investments (proprietor Jaydeepgiri Goswami) from accessing the securities market for two years over alleged unlawful investment advisory services.
| |||||||||||||
SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for … | |||||||||||||
SEBI has debarred Mr. Yash Garg (Proprietor of Yash Trading Academy, PAN: ASCPG7653D) from accessing the securities market for two years for offering unregistered investment advisory and portfolio management services.
| |||||||||||||
SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter … | |||||||||||||
SEBI announces completion of Recovery Certificate No. 9050 of 2026 dated February 25, 2026, issued to Mr. Ajay Kumar Chaddha in the matter of unregistered investment advisory services.
| |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9058 of 2026 dated March 09, 2026 to Mr. Naresh Pal, Proprietor of Equity … | |||||||||||||
SEBI issued a Notice of Demand under Recovery Certificate No. 9058 of 2026 dated March 09, 2026 to Mr. Naresh Pal, Proprietor of Equity Mantra (PAN: DPDPP1122R), for operating unregistered investment advisory services.
| |||||||||||||
SEBI issues a prohibitory order against Ankit Goel (PAN: AUQPG5385A) under Recovery Certificate No. 5228 of 2022 in the matter of Equity … | |||||||||||||
SEBI issues a prohibitory order against Ankit Goel (PAN: AUQPG5385A) under Recovery Certificate No. 5228 of 2022 in the matter of Equity Mania Financial Advisory, directing banks and depositories to freeze assets to recover outstanding dues.
| |||||||||||||
SEBI issues Notice of Demand under Recovery Certificate No. 9050 of 2026 dated February 25, 2026, against Mr. Ajay Kumar Chaddha (PAN: … | |||||||||||||
SEBI issues Notice of Demand under Recovery Certificate No. 9050 of 2026 dated February 25, 2026, against Mr. Ajay Kumar Chaddha (PAN: AUGPC0559C) for operating unregistered investment advisory services in violation of SEBI (Investment Advisers) Regulations.
| |||||||||||||
SEBI final order addressing unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), following SAT challenge … | |||||||||||||
SEBI final order addressing unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), following SAT challenge regarding computation of illegal gains and refund amounts.
| |||||||||||||
SEBI final order addressing illegal unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), including refund … | |||||||||||||
SEBI final order addressing illegal unregistered investment advisory activities by Mr. Madhav Tiwari (Divinecommodity.co), including refund directions and market debarment.
| |||||||||||||
SEBI order against Vishal Lath concerning unregistered investment advisory services and portfolio manager services provided by Maxx … | |||||||||||||
SEBI order against Vishal Lath concerning unregistered investment advisory services and portfolio manager services provided by Maxx Innovation Growth and Maxx Innovation.
| |||||||||||||